RCM
PFD

Rivernorth Capital Management’s Flaherty & Crumrine Preferred and Income Fund PFD Stock Holding History

Rivernorth Capital Management’s Portfolio PFD Stock Details PFD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-52,298
Closed -$591K – 507
2025
Q2 		$591K Sell
52,298
-13,169
-20% -$145K 0.03% 225
2025
Q1 		$735K Buy
+65,467
New +$738K 0.04% 196

Other funds holding PFD

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
CIBC Private Wealth Group
CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
MOS
MGO One Seven Beachwood, Ohio $4.98B AUM 22.72% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
SAM
Smith Asset Management Chiefland, Florida $127M AUM 5.85% 1-Year Est. Return
Fiera Capital (Canada)
Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return
UB
UMB Bank Kansas City, Missouri $7.16B AUM 20.88% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Rivernorth Capital Management's PFD Position: Q3 2025 in Review

Rivernorth Capital Management sold out of Flaherty & Crumrine Preferred and Income Fund (PFD) in Q3 2025, closing a stake of 52,298 shares — an estimated $591K sold.

Rivernorth Capital Management first reported a position in PFD in Q1 2025 and held it in 2 quarters. The position peaked at $735K in Q1 2025. 52 funds tracked by Wall St. Rank hold PFD as of Q3 2025.

  • Rivernorth Capital Management reported no remaining Flaherty & Crumrine Preferred and Income Fund position as of Q3 2025 after selling out during the quarter.
  • Rivernorth Capital Management sold 52,298 Flaherty & Crumrine Preferred and Income Fund shares in Q3 2025, an estimated $591K.
  • Rivernorth Capital Management first reported a position in Flaherty & Crumrine Preferred and Income Fund in Q1 2025 and held it in 2 quarters.
  • Rivernorth Capital Management's Flaherty & Crumrine Preferred and Income Fund position peaked at $735K in Q1 2025.
  • 52 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Fund as of Q3 2025.

Based on Rivernorth Capital Management's 13F filing for Q3 2025, filed 14 Nov 2025.