RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+8.69%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.52B
AUM Growth
-$160M
Cap. Flow
-$291M
Cap. Flow %
-19.15%
Top 10 Hldgs %
30.38%
Holding
315
New
23
Increased
46
Reduced
77
Closed
81

Top Buys

1
EHI
Western Asset Global High Income Fund
EHI
+$10.8M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$10.6M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$8.83M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.32M
5
PMO
Putnam Municipal Opportunities Trust
PMO
+$7.07M

Top Sells

1
FSK icon
FS KKR Capital
FSK
+$17M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$15.2M
3
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$15.2M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$14.4M
5
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$13.8M

Sector Composition

1 Financials 3.18%
2 Consumer Discretionary 0.9%
3 Technology 0.54%
4 Communication Services 0.38%
5 Healthcare 0.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GB
176
DELISTED
Global Blue Group Holding
GB
$497K 0.03%
49,995
– –
DMF
177
DELISTED
BNY Mellon Municipal Income
DMF
$429K 0.03%
51,063
-106,371
-68% -$894K
MQT icon
178
BlackRock MuniYield Quality Fund II
MQT
$218M
$329K 0.02%
26,725
-5,700
-18% -$70.2K
PHUNW
179
DELISTED
Phunware, Inc. Warrants
PHUNW
$290K 0.02%
175,000
-25,000
-13% -$41.4K
IHD
180
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$106M
$272K 0.02%
34,261
-12,592
-27% -$100K
HGLB
181
Highland Global Allocation Fund
HGLB
$205M
$251K 0.02%
+19,401
New +$251K
OMAD.WS
182
DELISTED
One Madison Corporation
OMAD.WS
$238K 0.02%
199,999
– –
NESRW
183
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$225K 0.01%
197,089
-18,926
-9% -$21.6K
CCH.U
184
DELISTED
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$206K 0.01%
20,000
– –
PACQW
185
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$125K 0.01%
112,498
– –
MUDSW
186
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$110K 0.01%
200,000
– –
TBRGW
187
DELISTED
Thunder Bridge Acquisition, Ltd. Warrant
TBRGW
$108K 0.01%
150,000
– –
WRLSR
188
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$105K 0.01%
349,994
– –
MTECW
189
DELISTED
MTech Acquisition Corp. Warrant
MTECW
$99K 0.01%
155,000
– –
CMSSR
190
DELISTED
CM Seven Star Acquisition Corporation Right
CMSSR
$99K 0.01%
300,000
– –
BRACW
191
DELISTED
Black Ridge Acquisition Corp. Warrant
BRACW
$90K 0.01%
300,000
– –
BRPAR
192
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$83K 0.01%
239,998
– –
CCC.WS
193
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$82K 0.01%
+24,999
New +$82K
LACQW
194
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$81K 0.01%
153,297
– –
STRDW
195
DELISTED
Sitio Royalties Corp. Warrant
STRDW
$72K ﹤0.01%
87,490
-10
-0% -$8
BIOX icon
196
Bioceres Crop Solutions
BIOX
$161M
$69K ﹤0.01%
13,199
-186,801
-93% -$977K
HYACW
197
DELISTED
Haymaker Acquisition Corp. Warrant
HYACW
$68K ﹤0.01%
28,198
-119,300
-81% -$288K
GPAQW
198
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
$67K ﹤0.01%
175,000
– –
VTIQW
199
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$65K ﹤0.01%
149,999
– –
NRCG.WS
200
DELISTED
NRC Group Holdings Corp.
NRCG.WS
$63K ﹤0.01%
70,068
-98,682
-58% -$88.7K
6 7
8
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