Rivernorth Capital Management’s Phunware, Inc. Warrants PHUNW Stock Holding History

Rivernorth Capital Management’s Portfolio PHUNW Stock Details PHUNW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-71,794	Closed	-$25	–	269
2019 Q2	$25	Sell	71,794 -103,206	-59%	-$89.8K	﹤0.01%	233
2019 Q1	$290K	Sell	175,000 -25,000	-13%	-$17.8K	0.02%	181
2018 Q4	$44K	Buy	+200,000	New	+$47.5K	﹤0.01%	263

Other funds holding PHUNW

CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Rivernorth Capital Management's PHUNW Position: Q3 2019 in Review

Rivernorth Capital Management sold out of Phunware, Inc. Warrants (PHUNW) in Q3 2019, closing a stake of 71,794 shares — an estimated $25 sold.

Rivernorth Capital Management first reported a position in PHUNW in Q4 2018 and held it in 3 quarters. The position peaked at $290K in Q1 2019. 4 funds tracked by Wall St. Rank hold PHUNW as of Q3 2019.

Rivernorth Capital Management reported no remaining Phunware, Inc. Warrants position as of Q3 2019 after selling out during the quarter.
Rivernorth Capital Management sold 71,794 Phunware, Inc. Warrants shares in Q3 2019, an estimated $25.
Rivernorth Capital Management first reported a position in Phunware, Inc. Warrants in Q4 2018 and held it in 3 quarters.
Rivernorth Capital Management's Phunware, Inc. Warrants position peaked at $290K in Q1 2019.
4 funds tracked by Wall St. Rank held Phunware, Inc. Warrants as of Q3 2019.

Based on Rivernorth Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.