Rivernorth Capital Management’s Phunware, Inc. Warrants PHUNW Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-71,794	Closed	-$25	–	269
2019 Q2	$25	Sell	71,794 -103,206	-59%	-$36	﹤0.01%	233
2019 Q1	$290K	Sell	175,000 -25,000	-13%	-$41.4K	0.02%	181
2018 Q4	$44K	Buy	+200,000	New	+$44K	﹤0.01%	263