RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.61B
AUM Growth
+$120M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
192
New
Increased
Reduced
Closed

Top Buys

1
+$32.8M
2
+$14.5M
3
+$9.73M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$8.75M
5
ISD
PGIM High Yield Bond Fund
ISD
+$8.73M

Top Sells

1
+$4.88M
2
+$4.33M
3
+$3.87M
4
NIQ
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
+$3.21M
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$3.13M

Sector Composition

1 Financials 3.99%
2 Real Estate 0.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$378K 0.02%
31,021
177
$378K 0.02%
+29,090
178
$163K 0.01%
12,909
179
$113K 0.01%
+10,400
180
$111K 0.01%
+1,854
181
– –
-10,221
182
– –
-15,830
183
– –
-209,471
184
– –
-83,428
185
– –
-30,682
186
– –
-65,100
187
– –
-282,682
188
– –
-247,072
189
– –
-20,788
190
– –
-72,827
191
– –
-273,849
192
– –
-27,052
4 5 6 7
8