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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-3.6%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.61B
AUM Growth
+$120M
Cap. Flow
+$181M
Cap. Flow %
11.26%
Top 10 Hldgs %
25.27%
Holding
192
New
20
Increased
82
Reduced
30
Closed
12

Top Buys

Rank Stock Value
1
GLO
Clough Global Opportunities Fund
GLO
+$34.1M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$15.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.94M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$9.11M
5
ISD
PGIM High Yield Bond Fund
ISD
+$8.99M

Top Sells

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$5M
2
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$4.33M
3
PFN
PIMCO Income Strategy Fund II
PFN
+$3.98M
4
NIQ
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
+$3.21M
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$3.13M

Sector Composition

Rank Sector Weight
1 Financials 5.48%
2 Real Estate 0.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGT icon
176
BlackRock Floating Rate Income Trust
BGT
$325M
$378K 0.02%
+29,090
New +$389K
EIM
177
Eaton Vance Municipal Bond Fund
EIM
$499M
$378K 0.02%
31,021
– –
NQI
178
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$163K 0.01%
12,909
– –
PFL
179
PIMCO Income Strategy Fund
PFL
$388M
$113K 0.01%
+10,400
New +$117K
BCIC
180
BCP Investment Corp
BCIC
$92.9M
$111K 0.01%
+1,854
New +$112K
BST icon
181
BlackRock Science and Technology Trust
BST
$1.69B
– –
-10,221
Closed -$180K
GSBD icon
182
Goldman Sachs BDC
GSBD
$1.1B
– –
-15,830
Closed -$327K
NKX icon
183
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
– –
-209,471
Closed -$3.13M
PSEC icon
184
Prospect Capital
PSEC
$1.17B
– –
-83,428
Closed -$705K
SCM icon
185
Stellus Capital Investment Corp
SCM
$243M
– –
-30,682
Closed -$370K
VGM icon
186
Invesco Trust Investment Grade Municipals
VGM
$564M
– –
-27,052
Closed -$364K
FPL
187
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
– –
-65,100
Closed -$1.11M
BKCC
188
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-282,682
Closed -$2.56M
NIQ
189
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
– –
-247,072
Closed -$3.21M
FCRD
190
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-20,788
Closed -$255K
FDI
191
DELISTED
FORT DEARBORN INCOME SECS
FDI
– –
-72,827
Closed -$1.05M
CFP
192
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
– –
-273,849
Closed -$4.33M
4 5 6 7
8

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Rivernorth Capital Management's Q2 2015 Portfolio in Review

As of Q2 2015, Rivernorth Capital Management held 192 positions worth $1.61B, up 8% from $1.49B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $181M of net new capital in Q2 2015, opening 20 new positions and adding to 82 existing holdings. Its largest new stake was Tortoise Energy Infrastructure Corp: 40,372 shares worth $5.96M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.7% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was Diversified Real Asset Income Fd, an estimated $5M trimmed.

  • Rivernorth Capital Management's largest Q2 2015 buy was Tortoise Energy Infrastructure Corp: 40,372 shares worth $5.96M.
  • Rivernorth Capital Management added most to Clough Global Opportunities Fund in Q2 2015, an estimated $34.1M increase.
  • Rivernorth Capital Management's biggest Q2 2015 reduction was Diversified Real Asset Income Fd, cutting an estimated $5M.
  • Rivernorth Capital Management fully exited CORNERSTONE PROGRESSIVE RETURN FD COM in Q2 2015, selling an estimated $4.33M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $1.61B portfolio in Q2 2015.
  • Rivernorth Capital Management opened 20 new positions and closed 12 in Q2 2015.
  • Rivernorth Capital Management's portfolio value rose 8% quarter-over-quarter to $1.61B.

Based on Rivernorth Capital Management's 13F filing for Q2 2015, filed 14 Aug 2015.