RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+3.49%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.24B
AUM Growth
+$16.5M
Cap. Flow
-$28.8M
Cap. Flow %
-2.31%
Top 10 Hldgs %
24.24%
Holding
216
New
26
Increased
63
Reduced
59
Closed
39

Top Buys

1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$17.6M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
$8.71M
3
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$8.55M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$6.11M
5
ACAS
American Capital Ltd
ACAS
$5.98M

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$17.4M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
$16.4M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
$15.5M
4
EDF
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$5.88M
5
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
$5.53M

Sector Composition

1 Financials 2.06%
2 Materials 0.04%
3 Energy 0.03%
4 Consumer Discretionary 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ACI
176
DELISTED
ARCH COAL, INC.
ACI
$55K ﹤0.01%
1,509
– –
TIF
177
DELISTED
Tiffany & Co.
TIF
– –
-5,700
Closed -$491K
AAPL icon
178
Apple
AAPL
$3.56T
– –
-25,200
Closed -$483K
AMZN icon
179
Amazon
AMZN
$2.48T
– –
0
– –
BBN icon
180
BlackRock Taxable Municipal Bond Trust
BBN
$1.02B
– –
-80,053
Closed -$1.62M
BGT icon
181
BlackRock Floating Rate Income Trust
BGT
$317M
– –
-23,260
Closed -$331K
BGY icon
182
BlackRock Enhanced International Dividend Trust
BGY
$534M
– –
-446,005
Closed -$3.6M
BMY icon
183
Bristol-Myers Squibb
BMY
$96B
– –
-9,000
Closed -$468K
CHY
184
Calamos Convertible and High Income Fund
CHY
$872M
– –
-17,020
Closed -$229K
CRF
185
Cornerstone Total Return Fund
CRF
$1.22B
– –
-38,378
Closed -$892K
CXE
186
MFS High Income Municipal Trust
CXE
$113M
– –
-45,397
Closed -$216K
EDF
187
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$159M
– –
-317,862
Closed -$5.88M
ELD icon
188
WisdomTree Emerging Markets Local Debt Fund
ELD
$74M
– –
-120,635
Closed -$5.53M
EOI
189
Eaton Vance Enhanced Equity Income Fund
EOI
$875M
– –
-285,032
Closed -$3.73M
EQS icon
190
Equus Total Return
EQS
$30.7M
– –
-295,005
Closed -$566K
FCO
191
abrdn Global Income Fund
FCO
$89.5M
– –
-170,965
Closed -$1.86M
FOF icon
192
Cohen & Steers Closed End Opportunity Fund
FOF
$363M
– –
-95,255
Closed -$1.22M
FPF
193
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.17B
– –
-97,105
Closed -$2.15M
GHY
194
PGIM Global High Yield Fund
GHY
$547M
– –
-209,200
Closed -$3.68M
GLD icon
195
SPDR Gold Trust
GLD
$112B
– –
-11,433
Closed -$1.41M
HIO
196
Western Asset High Income Opportunity Fund
HIO
$375M
– –
-307,550
Closed -$1.86M
LDP icon
197
Cohen & Steers Duration Preferred & Income Fund
LDP
$631M
– –
-108,708
Closed -$2.59M
NEA icon
198
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.32B
– –
-12,353
Closed -$160K
NEM icon
199
Newmont
NEM
$83.7B
– –
-10,964
Closed -$257K
OFS icon
200
OFS Capital
OFS
$117M
– –
-46,531
Closed -$582K
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