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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.73%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.67B
AUM Growth
+$1.64B
Cap. Flow
+$85.4M
Cap. Flow %
5.13%
Top 10 Hldgs %
30.69%
Holding
314
New
56
Increased
61
Reduced
66
Closed
51

Top Buys

Rank Stock Value
1
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$31.3M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$20M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$18.9M
4
DSU icon
BlackRock Debt Strategies Fund
DSU
+$18.1M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$17.6M

Top Sells

Rank Stock Value
1
VVR icon
Invesco Senior Income Trust
VVR
+$20.6M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$16.9M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$13.4M
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$12.9M
5
HIX
Western Asset High Income Fund II
HIX
+$9.67M

Sector Composition

Rank Sector Weight
1 Financials 2.4%
2 Communication Services 0.43%
3 Technology 0.39%
4 Industrials 0.38%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLM icon
151
Cornerstone Strategic Value Fund
CLM
$2.24B
$1.91M 0.11%
173,512
-347,091
-67% -$3.82M
GDV icon
152
Gabelli Dividend & Income Trust
GDV
$2.67B
$1.86M 0.11%
+84,837
New +$1.78M
HOFV
153
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$1.85M 0.11%
11,303
– –
MNE
154
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$1.76M 0.11%
114,805
+51,548
+81% +$748K
IHD
155
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$1.66M 0.1%
207,959
+23,960
+13% +$179K
CFFAU
156
DELISTED
CF Finance Acquisition Corp. Unit
CFFAU
$1.63M 0.1%
150,000
– –
IFN
157
Aberdeen India Fund
IFN
$504M
$1.62M 0.1%
80,678
-4,708
-6% -$97.1K
ORSNU
158
DELISTED
Orisun Acquisition Corp. Unit
ORSNU
$1.62M 0.1%
160,000
– –
FTACU
159
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
$1.62M 0.1%
150,000
– –
XFLT
160
XAI Floating Rate & Alternative Income Trust
XFLT
$291M
$1.62M 0.1%
+39,956
New +$1.71M
RA
161
Brookfield Real Assets Income Fund
RA
$706M
$1.6M 0.1%
+75,103
New +$1.67M
HERZ
162
Herzfeld Credit Income Fund
HERZ
$31.7M
$1.6M 0.1%
+31,146
New +$1.59M
BQH
163
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$1.59M 0.1%
105,008
+67,964
+183% +$1.01M
MFAC.U
164
DELISTED
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
$1.58M 0.09%
150,000
– –
HTY
165
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$1.56M 0.09%
+220,355
New +$1.52M
RPLA.U
166
DELISTED
Replay Acquisition Corp.
RPLA.U
$1.56M 0.09%
150,000
– –
NKLA
167
DELISTED
Nikola Corporation Common Stock
NKLA
$1.55M 0.09%
5,000
– –
LATNU
168
DELISTED
Union Acquisition Corp. II Units containing one ordinary share and one redeemable warrant
LATNU
$1.53M 0.09%
+150,000
New +$1.51M
MUS
169
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$1.52M 0.09%
121,070
+30,151
+33% +$378K
ALTG icon
170
Alta Equipment Group
ALTG
$243M
$1.5M 0.09%
+149,999
New +$1.49M
VEA icon
171
Vanguard FTSE Developed Markets ETF
VEA
$236B
$1.49M 0.09%
33,904
– –
NPAUU
172
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
$1.39M 0.08%
135,000
– –
EMO
173
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.03B
$1.37M 0.08%
+32,576
New +$1.33M
FPF
174
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$1.37M 0.08%
+58,023
New +$1.38M
TEI
175
Templeton Emerging Markets Income Fund
TEI
$321M
$1.34M 0.08%
146,398
-128,574
-47% -$1.16M
5 6
7
8 9

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Rivernorth Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rivernorth Capital Management held 314 positions worth $1.67B, up 7,483% from $22M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management deployed $85.4M of net new capital in Q4 2019, opening 56 new positions and adding to 61 existing holdings. Its largest new stake was Cohen & Steers Infrastructure Fund: 374,909 shares worth $9.82M.

By sector, the portfolio is most concentrated in Financials at 2.4% of assets, up from 0.2% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Invesco Senior Income Trust, an estimated $20.6M trimmed.

  • Rivernorth Capital Management's largest Q4 2019 buy was Cohen & Steers Infrastructure Fund: 374,909 shares worth $9.82M.
  • Rivernorth Capital Management added most to PIMCO Dynamic Income Strategy Fund in Q4 2019, an estimated $31.3M increase.
  • Rivernorth Capital Management's biggest Q4 2019 reduction was Invesco Senior Income Trust, cutting an estimated $20.6M.
  • Rivernorth Capital Management fully exited Akazoo SA Warrant in Q4 2019, selling an estimated $40K.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.67B portfolio in Q4 2019.
  • Rivernorth Capital Management opened 56 new positions and closed 51 in Q4 2019.
  • Rivernorth Capital Management's portfolio value rose 7,483% quarter-over-quarter to $1.67B.

Based on Rivernorth Capital Management's 13F filing for Q4 2019, filed 14 Feb 2020.