RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1.73%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.67B
AUM Growth
+$1.64B
Cap. Flow
+$87.6M
Cap. Flow %
5.26%
Top 10 Hldgs %
30.69%
Holding
314
New
56
Increased
61
Reduced
66
Closed
51

Top Buys

1
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$31.5M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$20.9M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.2M
4
DSU icon
BlackRock Debt Strategies Fund
DSU
+$18.6M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$18.1M

Top Sells

1
VVR icon
Invesco Senior Income Trust
VVR
+$21.2M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$17.4M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$13.5M
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$13M
5
HIX
Western Asset High Income Fund II
HIX
+$9.74M

Sector Composition

1 Financials 2.4%
2 Communication Services 0.43%
3 Technology 0.39%
4 Industrials 0.38%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CLM icon
151
Cornerstone Strategic Value Fund
CLM
$2.32B
$1.91M 0.11%
173,512
-347,091
-67% -$3.83M
GDV icon
152
Gabelli Dividend & Income Trust
GDV
$2.38B
$1.86M 0.11%
+84,837
New +$1.86M
HOFV
153
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$1.85M 0.11%
11,303
– –
MNE
154
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$1.76M 0.11%
114,805
+51,548
+81% +$790K
IHD
155
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$106M
$1.66M 0.1%
207,959
+23,960
+13% +$191K
CFFAU
156
DELISTED
CF Finance Acquisition Corp. Unit
CFFAU
$1.63M 0.1%
150,000
– –
IFN
157
India Fund
IFN
$600M
$1.62M 0.1%
80,678
-4,708
-6% -$94.8K
ORSNU
158
DELISTED
Orisun Acquisition Corp. Unit
ORSNU
$1.62M 0.1%
160,000
– –
FTACU
159
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
$1.62M 0.1%
150,000
– –
XFLT
160
XAI Octagon Floating Rate and Alternative Income Trust
XFLT
$426M
$1.62M 0.1%
+199,781
New +$1.62M
RA
161
Brookfield Real Assets Income Fund
RA
$749M
$1.6M 0.1%
+75,103
New +$1.6M
HERZ
162
Herzfeld Credit Income Fund, Inc. Common Stock
HERZ
$39.1M
$1.6M 0.1%
+311,457
New +$1.6M
BQH
163
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$1.59M 0.1%
105,008
+67,964
+183% +$1.03M
MFAC.U
164
DELISTED
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
$1.58M 0.09%
150,000
– –
HTY
165
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$1.56M 0.09%
+220,355
New +$1.56M
RPLA.U
166
DELISTED
Replay Acquisition Corp.
RPLA.U
$1.56M 0.09%
150,000
– –
NKLA
167
DELISTED
Nikola Corporation Common Stock
NKLA
$1.55M 0.09%
5,000
– –
LATNU
168
DELISTED
Union Acquisition Corp. II Units containing one ordinary share and one redeemable warrant
LATNU
$1.53M 0.09%
+150,000
New +$1.53M
MUS
169
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$1.52M 0.09%
121,070
+30,151
+33% +$379K
ALTG icon
170
Alta Equipment Group
ALTG
$265M
$1.5M 0.09%
+149,999
New +$1.5M
VEA icon
171
Vanguard FTSE Developed Markets ETF
VEA
$173B
$1.49M 0.09%
33,904
– –
NPAUU
172
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
$1.39M 0.08%
135,000
– –
EMO
173
ClearBridge Energy Midstream Opportunity Fund
EMO
$864M
$1.37M 0.08%
+32,576
New +$1.37M
FPF
174
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.17B
$1.37M 0.08%
+58,023
New +$1.37M
TEI
175
Templeton Emerging Markets Income Fund
TEI
$294M
$1.35M 0.08%
146,398
-128,574
-47% -$1.18M
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7
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