Rivernorth Capital Management’s FinTech Acquisition Corp. III Unit FTACU Stock Holding History

Rivernorth Capital Management’s Portfolio FTACU Stock Details FTACU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-146,765	Closed	-$1.84M	–	414
2020 Q2	$1.84M	Sell	146,765 -3,235	-2%	-$35.1K	0.1%	158
2020 Q1	$1.53M	Hold	150,000	–	–	0.1%	165
2019 Q4	$1.62M	Hold	150,000	–	–	0.1%	161
2019 Q3	$1.6K	Hold	150,000	–	–	0.01%	170
2019 Q2	$1.61K	Hold	150,000	–	–	0.07%	143
2019 Q1	$1.53M	Hold	150,000	–	–	0.1%	144
2018 Q4	$1.49M	Buy	+150,000	New	+$1.5M	0.09%	173

Other funds holding FTACU

NCM

Nantahala Capital Management New Canaan, Connecticut $2.72B AUM 121.58% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

HRT Financial New York $40.1B AUM 58.22% 1-Year Est. Return

Walleye Trading New York $87.6B AUM 68.17% 1-Year Est. Return

Walleye Capital New York $28B AUM 44.22% 1-Year Est. Return

LIM

Longfellow Investment Management Boston, Massachusetts $489M AUM 9.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

FIA

FNY Investment Advisers New York $278M AUM 98.99% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Rivernorth Capital Management's FTACU Position: Q3 2020 in Review

Rivernorth Capital Management sold out of FinTech Acquisition Corp. III Unit (FTACU) in Q3 2020, closing a stake of 146,765 shares — an estimated $1.84M sold.

Rivernorth Capital Management first reported a position in FTACU in Q4 2018 and held it in 7 quarters. The position peaked at $1.84M in Q2 2020. 9 funds tracked by Wall St. Rank hold FTACU as of Q3 2020.

Rivernorth Capital Management reported no remaining FinTech Acquisition Corp. III Unit position as of Q3 2020 after selling out during the quarter.
Rivernorth Capital Management sold 146,765 FinTech Acquisition Corp. III Unit shares in Q3 2020, an estimated $1.84M.
Rivernorth Capital Management first reported a position in FinTech Acquisition Corp. III Unit in Q4 2018 and held it in 7 quarters.
Rivernorth Capital Management's FinTech Acquisition Corp. III Unit position peaked at $1.84M in Q2 2020.
9 funds tracked by Wall St. Rank held FinTech Acquisition Corp. III Unit as of Q3 2020.

Based on Rivernorth Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.