RCM
HERZ

Rivernorth Capital Management’s Herzfeld Credit Income Fund HERZ Stock Holding History

Rivernorth Capital Management’s Portfolio HERZ Stock Details HERZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q3 		– Sell
-19,450
Closed -$558K – 336
2020
Q2 		$558K Sell
19,450
-26,021
-57% -$748K 0.03% 199
2020
Q1 		$1.23M Buy
45,471
+14,325
+46% +$628K 0.08% 186
2019
Q4 		$1.6M Buy
+31,146
New +$1.59M 0.1% 164

Other funds holding HERZ

TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
MC
Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return
CCP
Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
LNC
Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return
TFCP
Twin Focus Capital Partners Boston, Massachusetts $871M AUM 27.72% 1-Year Est. Return

Rivernorth Capital Management's HERZ Position: Q3 2020 in Review

Rivernorth Capital Management sold out of Herzfeld Credit Income Fund (HERZ) in Q3 2020, closing a stake of 19,450 shares — an estimated $558K sold.

Rivernorth Capital Management first reported a position in HERZ in Q4 2019 and held it in 3 quarters. The position peaked at $1.6M in Q4 2019. 19 funds tracked by Wall St. Rank hold HERZ as of Q3 2020.

  • Rivernorth Capital Management reported no remaining Herzfeld Credit Income Fund position as of Q3 2020 after selling out during the quarter.
  • Rivernorth Capital Management sold 19,450 Herzfeld Credit Income Fund shares in Q3 2020, an estimated $558K.
  • Rivernorth Capital Management first reported a position in Herzfeld Credit Income Fund in Q4 2019 and held it in 3 quarters.
  • Rivernorth Capital Management's Herzfeld Credit Income Fund position peaked at $1.6M in Q4 2019.
  • 19 funds tracked by Wall St. Rank held Herzfeld Credit Income Fund as of Q3 2020.

Based on Rivernorth Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.