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HERZ

Herzfeld Credit Income Fund

19 hedge funds and large institutions have $4.77M invested in Herzfeld Credit Income Fund in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

0% more funds holding

Funds holding: 1919 (0)

0% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 5

0.56% less ownership

Funds ownership: 3.35%2.79% (-0.56%)

18% less capital invested

Capital invested by funds: $5.81M → $4.77M (-$1.05M)

Holders
19
Holders Change
Holders Change %
0%
% of All Funds
0.38%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
5
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$1.74M -$10K -350 -0.6%
COLIM
2
City of London Investment Management
United Kingdom
$629K -$1.13M -39,304 -64%
SFS
3
Shaker Financial Services
Virginia
$544K -$3.58K -125 -0.6%
MC
4
Matisse Capital
Oregon
$436K
CCP
5
Clough Capital Partners
Massachusetts
$239K +$245K +8,544 New
WAM
6
Wolverine Asset Management
Illinois
$230K +$189K +6,583 +398%
BBPWM
7
Blue Bell Private Wealth Management
Pennsylvania
$185K +$1.35K +47 +0.7%
CL
8
CSS LLC
Illinois
$180K +$185K +6,443 New
LNC
9
Lincoln National Corp
Pennsylvania
$154K +$7.85K +274 +5%
TFCP
10
Twin Focus Capital Partners
Massachusetts
$145K +$149K +5,198 New
CRC
11
Curi RMB Capital
Illinois
$124K +$128K +4,455 New
Morgan Stanley
12
Morgan Stanley
New York
$72K +$24.2K +844 +49%
Wells Fargo
13
Wells Fargo
California
$38K -$39.1K -1,364 -50%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$21K -$74.9K -2,614 -79%
UBS Group
15
UBS Group
Switzerland
$10K +$945 +33 +10%
FHA
16
Flagship Harbor Advisors
Massachusetts
$9K
Osaic Holdings
17
Osaic Holdings
Arizona
$7K
Carson Wealth (CWM LLC)
18
Carson Wealth (CWM LLC)
Nebraska
$4K
RE
19
RBC Europe
United Kingdom
$3.6K
RCM
20
Rivernorth Capital Management
Florida
-$558K -19,450 Closed
CC
21
Centiva Capital
New York
-$77K -2,692 Closed
OIA
22
Optimum Investment Advisors
Illinois
-$1K -33 Closed

HERZ Hedge Fund Activity: Q3 2020 in Review

19 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Herzfeld Credit Income Fund (HERZ) for Q3 2020, worth a combined $4.77M — down 18% from $5.81M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new HERZ positions and 3 closed out — a net gain of 1 holder — while 5 added to existing stakes and 5 trimmed.

The largest buyer was Clough Capital Partners, opening a new position worth an estimated $245K. The largest seller was City of London Investment Management, cutting an estimated $1.13M.

  • 19 institutional investors held Herzfeld Credit Income Fund (HERZ) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $4.77M of Herzfeld Credit Income Fund stock for Q3 2020, down 18% quarter-over-quarter.
  • 4 funds opened new Herzfeld Credit Income Fund positions in Q3 2020 and 3 closed out, a net change of +1 holder.
  • The largest Herzfeld Credit Income Fund buyer in Q3 2020 was Clough Capital Partners, an estimated $245K added.
  • The largest Herzfeld Credit Income Fund seller in Q3 2020 was City of London Investment Management, an estimated $1.13M sold.

Based on aggregated 13F filings for Q3 2020.