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HERZ

Herzfeld Credit Income Fund

23 hedge funds and large institutions have $13M invested in Herzfeld Credit Income Fund in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 2 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 2

22% more capital invested

Capital invested by funds: $10.7M → $13M (+$2.31M)

21% more funds holding

Funds holding: 1923 (+4)

0.6% more ownership

Funds ownership: 3.17%3.77% (+0.6%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
23
Holders Change
+4
Holders Change %
+21.05%
% of All Funds
0.57%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
8
Reduced
2
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$7.6M +$164K +2,896 +2%
COLIM
2
City of London Investment Management
United Kingdom
$2.22M +$1.08M +19,148 +94%
SFS
3
Shaker Financial Services
Virginia
$763K +$47K +830 +7%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$601K +$372K +6,574 +160%
BI
5
Bulldog Investors
New Jersey
$507K
DA
6
Doliver Advisors
Texas
$268K +$9.46K +167 +4%
GFM
7
Gramercy Funds Management
Connecticut
$236K +$238K +4,197 New
BA
8
Bennicas & Associates
California
$131K
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$127K +$128K +2,256 New
CLOS
10
Compagnie Lombard Odier SCmA
Switzerland
$121K
RJA
11
Raymond James & Associates
Florida
$116K +$7.08K +125 +6%
VF
12
Virtu Financial
New York
$79K +$79.8K +1,410 New
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$51K
IA
14
IFP Advisors
Florida
$41K
Morgan Stanley
15
Morgan Stanley
New York
$26K -$25.9K -457 -50%
UBS Group
16
UBS Group
Switzerland
$26K +$4.02K +71 +18%
Bank of America
17
Bank of America
North Carolina
$23K -$45.2K -799 -65%
SSB
18
Sandy Spring Bank
Maryland
$19K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$10K +$1.47K +26 +16%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$9K
RE
21
RBC Europe
United Kingdom
$7.25K +$7.3K +129 New
RFA
22
Reilly Financial Advisors
California
$7K
Wells Fargo
23
Wells Fargo
California
$2K

HERZ Hedge Fund Activity: Q3 2017 in Review

23 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Herzfeld Credit Income Fund (HERZ) for Q3 2017, worth a combined $13M — up 22% from $10.7M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new HERZ positions and 0 closed out — a net gain of 4 holders — while 8 added to existing stakes and 2 trimmed.

The largest buyer was City of London Investment Management, adding an estimated $1.08M. The largest seller was Bank of America, cutting an estimated $45.2K.

  • 23 institutional investors held Herzfeld Credit Income Fund (HERZ) as of Q3 2017, up from 19 in Q2 2017.
  • Funds reported $13M of Herzfeld Credit Income Fund stock for Q3 2017, up 22% quarter-over-quarter.
  • 4 funds opened new Herzfeld Credit Income Fund positions in Q3 2017 and 0 closed out, a net change of +4 holders.
  • The largest Herzfeld Credit Income Fund buyer in Q3 2017 was City of London Investment Management, an estimated $1.08M added.
  • The largest Herzfeld Credit Income Fund seller in Q3 2017 was Bank of America, an estimated $45.2K sold.

Based on aggregated 13F filings for Q3 2017.