HERZ

Herzfeld Credit Income Fund, Inc. Common Stock
HERZ

Overview Fund Activity

23 hedge funds and large institutions have $13M invested in Herzfeld Credit Income Fund, Inc. Common Stock in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 2 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
23
Holders Change
+4
Holders Change %
+21.05%
% of All Funds
0.57%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
4
Increased
9
Reduced
2
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
City of London Investment Management
United Kingdom
$2.22M
2
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
$601K
3
GFM
Gramercy Funds Management
Connecticut
$236K
4
TJHA
Thomas J. Herzfeld Advisors
Florida
$7.6M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$127K

Top Sellers

1
Bank of America
Bank of America
North Carolina
$23K
2
Morgan Stanley
Morgan Stanley
New York
$26K
Name Holding Trade Value Shares
Change 		Shares
Change %
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$7.6M +$163K +28,959 +2%
COLIM
2
City of London Investment Management
United Kingdom
$2.22M +$1.08M +191,479 +94%
SFS
3
Shaker Financial Services
Virginia
$763K +$46.7K +8,299 +7%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$601K +$370K +65,737 +160%
BI
5
Bulldog Investors
New Jersey
$507K – – –
DA
6
Doliver Advisors
Texas
$268K +$9.38K +1,668 +4%
GFM
7
Gramercy Funds Management
Connecticut
$236K +$236K +41,974 New
BA
8
Bennicas & Associates
California
$131K – – –
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$127K +$127K +22,564 New
CLOS
10
Compagnie Lombard Odier SCmA
Switzerland
$121K – – –
RJA
11
Raymond James & Associates
Florida
$116K +$7.02K +1,250 +6%
VF
12
Virtu Financial
New York
$79K +$79K +14,098 New
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$51K – – –
IA
14
IFP Advisors
Florida
$41K – – –
Morgan Stanley
15
Morgan Stanley
New York
$26K -$25.6K -4,568 -50%
UBS Group
16
UBS Group
Switzerland
$26K +$3.99K +709 +18%
Bank of America
17
Bank of America
North Carolina
$23K -$43.4K -7,983 -65%
SSB
18
Sandy Spring Bank
Maryland
$19K – – –
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$10K +$1.39K +258 +16%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$9K – – –
RE
21
RBC Europe
United Kingdom
$7.25K +$7.25K +1,289 New
RFA
22
Reilly Financial Advisors
California
$7K – – –
Wells Fargo
23
Wells Fargo
California
$2K +$20 +4 +1%