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HERZ

Herzfeld Credit Income Fund
HERZ

17 hedge funds and large institutions have $4.27M invested in Herzfeld Credit Income Fund in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 0 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

13% more funds holding

Funds holding: 15 → 17 (+2)

10% more capital invested

Capital invested by funds: $3.87M → $4.27M (+$400K)

Holders
17
Holders Change
+2
Holders Change %
+13.33%
% of All Funds
0.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
6
Reduced
–
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BI
Bulldog Investors
New Jersey
+$217K
2
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
+$136K
3
WAM
Weiss Asset Management
Massachusetts
+$124K
4
MIG
Mariner Investment Group
New York
+$95.4K
5
COLIM
City of London Investment Management
United Kingdom
+$84.3K

Top Sellers

Rank Fund Capital Flow
1
CS
Credit Suisse
Switzerland
-$202K
2
WAM
Wolverine Asset Management
Illinois
-$31K
Name Holding Trade Value Shares
Change 		Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$2.26M – – –
BI
2
Bulldog Investors
New Jersey
$631K +$217K +3,434 +51%
COLIM
3
City of London Investment Management
United Kingdom
$587K +$84.3K +1,336 +16%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$369K +$136K +2,157 +57%
WAM
5
Weiss Asset Management
Massachusetts
$122K +$124K +1,959 New
MIG
6
Mariner Investment Group
New York
$94K +$95.4K +1,513 New
Bank of America
7
Bank of America
North Carolina
$54K – – –
First Manhattan
8
First Manhattan
New York
$52K – – –
SIA
9
Sit Investment Associates
Minnesota
$48K +$48.8K +773 New
U
10
UBS
Switzerland
$20K +$3.97K +63 +23%
SSB
11
Sandy Spring Bank
Maryland
$16K – – –
Morgan Stanley
12
Morgan Stanley
New York
$9K +$3.03K +48 +51%
KTC
13
Kistler-Tiffany Companies
Pennsylvania
$5K – – –
TRCT
14
Tower Research Capital (TRC)
New York
$3K +$442 +7 +21%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$2K – – –
GSC
16
Ground Swell Capital
South Carolina
$1K +$1.39K +22 New
CS
17
Credit Suisse
Switzerland
– -$202K -3,196 Closed
WAM
18
Wolverine Asset Management
Illinois
– -$31K -500 Closed

HERZ Hedge Fund Activity: Q3 2014 in Review

17 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Herzfeld Credit Income Fund (HERZ) for Q3 2014, worth a combined $4.27M — up 10% from $3.87M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new HERZ positions and 2 closed out — a net gain of 2 holders — while 6 added to existing stakes and 0 trimmed.

The largest buyer was Bulldog Investors, adding an estimated $217K. The largest seller was Credit Suisse, exiting entirely with an estimated $202K sold.

  • 17 institutional investors held Herzfeld Credit Income Fund (HERZ) as of Q3 2014, up from 15 in Q2 2014.
  • Funds reported $4.27M of Herzfeld Credit Income Fund stock for Q3 2014, up 10% quarter-over-quarter.
  • 4 funds opened new Herzfeld Credit Income Fund positions in Q3 2014 and 2 closed out, a net change of +2 holders.
  • The largest Herzfeld Credit Income Fund buyer in Q3 2014 was Bulldog Investors, an estimated $217K added.
  • The largest Herzfeld Credit Income Fund seller in Q3 2014 was Credit Suisse, an estimated $202K sold.

Based on aggregated 13F filings for Q3 2014.