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HERZ

Herzfeld Credit Income Fund

21 hedge funds and large institutions have $5.4M invested in Herzfeld Credit Income Fund in 2021 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more funds holding

Funds holding: 1621 (+5)

4% more capital invested

Capital invested by funds: $5.18M → $5.4M (+$221K)

0.08% more ownership

Funds ownership: 1.91%1.98% (+0.08%)

22% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 9

Holders
21
Holders Change
+5
Holders Change %
+31.25%
% of All Funds
0.32%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
7
Reduced
9
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$2.86M -$10.6K -233 -0.4%
COLIM
2
City of London Investment Management
United Kingdom
$516K -$91.1K -2,010 -15%
CL
3
CSS LLC
Illinois
$508K +$79.4K +1,751 +18%
MC
4
Matisse Capital
Oregon
$384K +$386K +8,523 New
LNC
5
Lincoln National Corp
Pennsylvania
$174K +$3.9K +86 +2%
SFS
6
Shaker Financial Services
Virginia
$168K -$111K -2,443 -40%
WAM
7
Wolverine Asset Management
Illinois
$150K -$1.18K -26 -0.8%
TFCP
8
Twin Focus Capital Partners
Massachusetts
$120K -$79.5K -1,754 -40%
CCP
9
Clough Capital Partners
Massachusetts
$112K -$208K -4,579 -65%
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$110K +$69.4K +1,531 +170%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$86K +$5.62K +124 +7%
LSC
12
Logan Stone Capital
Illinois
$66K +$66.4K +1,464 New
Wells Fargo
13
Wells Fargo
California
$55K -$3.99K -88 -7%
Morgan Stanley
14
Morgan Stanley
New York
$27K +$1.95K +43 +8%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$22K -$45 -1 -0.2%
SCA
16
Snowden Capital Advisors
New York
$15K +$15.2K +336 New
UBS Group
17
UBS Group
Switzerland
$8K +$1.18K +26 +17%
RE
18
RBC Europe
United Kingdom
$6K -$136 -3 -2%
Osaic Holdings
19
Osaic Holdings
Arizona
$6K +$272 +6 +5%
Carson Wealth (CWM LLC)
20
Carson Wealth (CWM LLC)
Nebraska
$4K +$3.54K +78 New
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
+$317 +7 New

HERZ Hedge Fund Activity: Q4 2021 in Review

21 of the 6,499 institutional investors tracked by Wall St. Rank reported a position in Herzfeld Credit Income Fund (HERZ) for Q4 2021, worth a combined $5.4M — up 4.3% from $5.18M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new HERZ positions and 0 closed out — a net gain of 5 holders — while 7 added to existing stakes and 9 trimmed.

The largest buyer was Matisse Capital, opening a new position worth an estimated $386K. The largest seller was Clough Capital Partners, cutting an estimated $208K.

  • 21 institutional investors held Herzfeld Credit Income Fund (HERZ) as of Q4 2021, up from 16 in Q3 2021.
  • Funds reported $5.4M of Herzfeld Credit Income Fund stock for Q4 2021, up 4.3% quarter-over-quarter.
  • 5 funds opened new Herzfeld Credit Income Fund positions in Q4 2021 and 0 closed out, a net change of +5 holders.
  • The largest Herzfeld Credit Income Fund buyer in Q4 2021 was Matisse Capital, an estimated $386K added.
  • The largest Herzfeld Credit Income Fund seller in Q4 2021 was Clough Capital Partners, an estimated $208K sold.

Based on aggregated 13F filings for Q4 2021.