HERZ

Herzfeld Credit Income Fund, Inc. Common Stock
HERZ

Overview Fund Activity

20 hedge funds and large institutions have $5.41M invested in Herzfeld Credit Income Fund, Inc. Common Stock in 2014 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 4 increasing their positions, 2 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
20
Holders Change
+3
Holders Change %
+17.65%
% of All Funds
0.53%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
4
Reduced
2
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TJHA
Thomas J. Herzfeld Advisors
Florida
+$1.09M
2
VKH
Virtu KCG Holdings
New York
+$542K
3
SGH
Schonfeld Group Holdings
New York
+$247K
4
Goldman Sachs
Goldman Sachs
New York
+$125K
5
PRC
Platte River Capital
Colorado
+$116K

Top Sellers

1
BI
Bulldog Investors
New Jersey
-$631K
2
COLIM
City of London Investment Management
United Kingdom
-$587K
3
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
-$367K
4
WAM
Weiss Asset Management
Massachusetts
-$122K
5
MIG
Mariner Investment Group
New York
-$94K
Name Holding Trade Value Shares
Change 		Shares
Change %
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$3.6M +$1.09M +157,936 +43%
VKH
2
Virtu KCG Holdings
New York
$542K +$542K +78,528 New
AFM
3
Anson Funds Management
Texas
$455K +$455K +66,001 New
SGH
4
Schonfeld Group Holdings
New York
$247K +$247K +35,825 New
Goldman Sachs
5
Goldman Sachs
New York
$125K +$125K +18,170 New
PRC
6
Platte River Capital
Colorado
$116K +$116K +16,753 New
Morgan Stanley
7
Morgan Stanley
New York
$65K +$55.2K +7,989 +563%
Bank of America
8
Bank of America
North Carolina
$57K -$2.68K -387 -4%
UBS Group
9
UBS Group
Switzerland
$41K +$41K +5,901 New
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$38K -$367K -53,865 -91%
Wells Fargo
11
Wells Fargo
California
$36K +$36K +5,157 +103,140%
SSB
12
Sandy Spring Bank
Maryland
$24K +$6.01K +860 +33%
Creative Planning
13
Creative Planning
Kansas
$18K +$18K +2,577 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$17K +$17K +2,448 New
Citigroup
15
Citigroup
New York
$9K +$9K +1,289 New
KTC
16
Kistler-Tiffany Companies
Pennsylvania
$6K – – –
PFG
17
Pacific Financial Group
Washington
$4K +$4K +580 New
AssetMark Inc
18
AssetMark Inc
California
$4K +$4K +644 New
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$2K – – –
BI
20
Bulldog Investors
New Jersey
– -$631K -101,615 Closed
COLIM
21
City of London Investment Management
United Kingdom
– -$587K -94,545 Closed
WAM
22
Weiss Asset Management
Massachusetts
– -$122K -19,588 Closed
MIG
23
Mariner Investment Group
New York
– -$94K -15,129 Closed
First Manhattan
24
First Manhattan
New York
– -$52K -8,376 Closed
SIA
25
Sit Investment Associates
Minnesota
– -$48K -7,732 Closed
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