HERZ

Herzfeld Credit Income Fund, Inc. Common Stock
HERZ

Overview Fund Activity

19 hedge funds and large institutions have $10.7M invested in Herzfeld Credit Income Fund, Inc. Common Stock in 2017 Q2 according to their latest regulatory filings, with 0 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
19
Holders Change
-6
Holders Change %
-24%
% of All Funds
0.47%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
–
Increased
8
Reduced
5
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TJHA
Thomas J. Herzfeld Advisors
Florida
$7.38M
2
COLIM
City of London Investment Management
United Kingdom
$1.13M
3
SFS
Shaker Financial Services
Virginia
$712K
4
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
$229K
5
UBS Group
UBS Group
Switzerland
$22K

Top Sellers

1
LPL Financial
LPL Financial
California
$0
2
AGM
Alpine Global Management
New York
$0
3
BI
Bulldog Investors
New Jersey
$331K
4
RJA
Raymond James & Associates
Florida
$108K
5
GFM
Gramercy Funds Management
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$7.38M +$797K +142,640 +12%
COLIM
2
City of London Investment Management
United Kingdom
$1.13M +$552K +98,669 +95%
SFS
3
Shaker Financial Services
Virginia
$712K +$502K +89,856 +239%
BI
4
Bulldog Investors
New Jersey
$331K -$125K -33,977 -27%
DA
5
Doliver Advisors
Texas
$257K +$3.61K +645 +1%
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$229K +$194K +34,656 +546%
BA
7
Bennicas & Associates
California
$130K – – –
CLOS
8
Compagnie Lombard Odier SCmA
Switzerland
$120K – – –
RJA
9
Raymond James & Associates
Florida
$108K -$81.1K -14,562 -43%
Bank of America
10
Bank of America
North Carolina
$68K – – –
Morgan Stanley
11
Morgan Stanley
New York
$51K -$3.91K -706 -7%
Carson Wealth (CWM LLC)
12
Carson Wealth (CWM LLC)
Nebraska
$51K – – –
IA
13
IFP Advisors
Florida
$41K -$2.08K -370 -5%
UBS Group
14
UBS Group
Switzerland
$22K +$7.24K +1,289 +49%
SSB
15
Sandy Spring Bank
Maryland
$19K – – –
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$9K +$653 +116 +8%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$8K -$13.2K -2,577 -62%
RFA
18
Reilly Financial Advisors
California
$7K – – –
Wells Fargo
19
Wells Fargo
California
$2K +$35 +7 +2%
LPL Financial
20
LPL Financial
California
– -$243K -45,084 Closed
AGM
21
Alpine Global Management
New York
– -$150K -27,308 Closed
GFM
22
Gramercy Funds Management
Connecticut
– -$17K -3,080 Closed
DADC
23
D.A. Davidson & Co
Montana
– -$10K -1,982 Closed
Creative Planning
24
Creative Planning
Kansas
– -$4K -644 Closed
AIM
25
Acrospire Investment Management
Illinois
– -$2K -387 Closed