HERZ

Herzfeld Credit Income Fund, Inc. Common Stock
HERZ

Overview Fund Activity

24 hedge funds and large institutions have $6.86M invested in Herzfeld Credit Income Fund, Inc. Common Stock in 2016 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
24
Holders Change
+3
Holders Change %
+14.29%
% of All Funds
0.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
7
Reduced
8
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TJHA
Thomas J. Herzfeld Advisors
Florida
$4.47M
2
BI
Bulldog Investors
New Jersey
$440K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$134K
4
IA
IFP Advisors
Florida
$40K
5
RFA
Reilly Financial Advisors
California
$7K

Top Sellers

1
DA
Doliver Advisors
Texas
$249K
2
GFM
Gramercy Funds Management
Connecticut
$16K
3
COLIM
City of London Investment Management
United Kingdom
$538K
4
LPL Financial
LPL Financial
California
$247K
5
UBS Group
UBS Group
Switzerland
$34K
Name Holding Trade Value Shares
Change 		Shares
Change %
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$4.47M +$1.63M +312,491 +57%
COLIM
2
City of London Investment Management
United Kingdom
$538K -$134K -25,773 -20%
BI
3
Bulldog Investors
New Jersey
$440K +$440K +84,465 New
DA
4
Doliver Advisors
Texas
$249K -$489K -93,830 -66%
LPL Financial
5
LPL Financial
California
$247K -$51.3K -9,847 -17%
RJA
6
Raymond James & Associates
Florida
$214K – – –
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$134K +$134K +25,682 New
BA
8
Bennicas & Associates
California
$121K +$3.35K +644 +3%
CLOS
9
Compagnie Lombard Odier SCmA
Switzerland
$110K – – –
Carson Wealth (CWM LLC)
10
Carson Wealth (CWM LLC)
Nebraska
$48K -$13.5K -2,578 -22%
Bank of America
11
Bank of America
North Carolina
$46K +$667 +128 +1%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$40K -$2.85K -549 -7%
IA
13
IFP Advisors
Florida
$40K +$30.4K +5,812 +317%
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$35K +$4.81K +900 +16%
UBS Group
15
UBS Group
Switzerland
$34K -$21.7K -4,125 -39%
Morgan Stanley
16
Morgan Stanley
New York
$27K -$5.96K -1,146 -18%
SSB
17
Sandy Spring Bank
Maryland
$18K – – –
GFM
18
Gramercy Funds Management
Connecticut
$16K -$165K -31,674 -91%
Wells Fargo
19
Wells Fargo
California
$9K +$6.86K +1,279 +321%
Citigroup
20
Citigroup
New York
$7K – – –
RFA
21
Reilly Financial Advisors
California
$7K +$7K +1,289 New
KTC
22
Kistler-Tiffany Companies
Pennsylvania
$5K +$98 +19 +2%
Creative Planning
23
Creative Planning
Kansas
$3K – – –
AIM
24
Acrospire Investment Management
Illinois
$2K +$2K +387 New
DADC
25
D.A. Davidson & Co
Montana
– -$9K -1,982 Closed