We are live on ! Find out more
HERZ

Herzfeld Credit Income Fund

24 hedge funds and large institutions have $6.86M invested in Herzfeld Credit Income Fund in 2016 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

34% more capital invested

Capital invested by funds: $5.13M → $6.86M (+$1.73M)

14% more funds holding

Funds holding: 2124 (+3)

2.15% more ownership

Funds ownership: 0%2.15% (+2.1%)

13% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 8

Holders
24
Holders Change
+3
Holders Change %
+14.29%
% of All Funds
0.6%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
7
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$4.47M +$1.56M +31,249 +57%
COLIM
2
City of London Investment Management
United Kingdom
$538K -$129K -2,578 -20%
BI
3
Bulldog Investors
New Jersey
$440K +$422K +8,447 New
DA
4
Doliver Advisors
Texas
$249K -$468K -9,383 -66%
LPL Financial
5
LPL Financial
California
$247K -$49.2K -985 -17%
RJA
6
Raymond James & Associates
Florida
$214K
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$134K +$128K +2,568 New
BA
8
Bennicas & Associates
California
$121K +$3.19K +64 +3%
CLOS
9
Compagnie Lombard Odier SCmA
Switzerland
$110K
Carson Wealth (CWM LLC)
10
Carson Wealth (CWM LLC)
Nebraska
$48K -$12.9K -258 -22%
Bank of America
11
Bank of America
North Carolina
$46K +$649 +13 +1%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$40K -$2.75K -55 -7%
IA
13
IFP Advisors
Florida
$40K +$29K +581 +316%
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$35K +$4.49K +90 +16%
UBS Group
15
UBS Group
Switzerland
$34K -$20.6K -413 -39%
Morgan Stanley
16
Morgan Stanley
New York
$27K -$5.69K -114 -18%
SSB
17
Sandy Spring Bank
Maryland
$18K
GFM
18
Gramercy Funds Management
Connecticut
$16K -$158K -3,167 -91%
Wells Fargo
19
Wells Fargo
California
$9K +$6.39K +128 +320%
Citigroup
20
Citigroup
New York
$7K
RFA
21
Reilly Financial Advisors
California
$7K +$6.44K +129 New
KTC
22
Kistler-Tiffany Companies
Pennsylvania
$5K +$100 +2 +2%
Creative Planning
23
Creative Planning
Kansas
$3K
AIM
24
Acrospire Investment Management
Illinois
$2K +$1.95K +39 New
DADC
25
D.A. Davidson & Co
Montana
-$9K -198 Closed

HERZ Hedge Fund Activity: Q4 2016 in Review

24 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Herzfeld Credit Income Fund (HERZ) for Q4 2016, worth a combined $6.86M — up 34% from $5.13M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new HERZ positions and 1 closed out — a net gain of 3 holders — while 7 added to existing stakes and 8 trimmed.

The largest buyer was Thomas J. Herzfeld Advisors, adding an estimated $1.56M. The largest seller was Doliver Advisors, cutting an estimated $468K.

  • 24 institutional investors held Herzfeld Credit Income Fund (HERZ) as of Q4 2016, up from 21 in Q3 2016.
  • Funds reported $6.86M of Herzfeld Credit Income Fund stock for Q4 2016, up 34% quarter-over-quarter.
  • 4 funds opened new Herzfeld Credit Income Fund positions in Q4 2016 and 1 closed out, a net change of +3 holders.
  • The largest Herzfeld Credit Income Fund buyer in Q4 2016 was Thomas J. Herzfeld Advisors, an estimated $1.56M added.
  • The largest Herzfeld Credit Income Fund seller in Q4 2016 was Doliver Advisors, an estimated $468K sold.

Based on aggregated 13F filings for Q4 2016.