HERZ

Herzfeld Credit Income Fund, Inc. Common Stock
HERZ

Overview Fund Activity

24 hedge funds and large institutions have $15.4M invested in Herzfeld Credit Income Fund, Inc. Common Stock in 2017 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
24
Holders Change
+1
Holders Change %
+4.35%
% of All Funds
0.55%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
4
Increased
9
Reduced
4
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
City of London Investment Management
United Kingdom
+$1.3M
2
TJHA
Thomas J. Herzfeld Advisors
Florida
+$1.2M
3
BFM
Boothbay Fund Management
New York
+$225K
4
CRC
Curi RMB Capital
Illinois
+$147K
5
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
+$120K

Top Sellers

1
GFM
Gramercy Funds Management
Connecticut
-$236K
2
SFS
Shaker Financial Services
Virginia
-$215K
3
CLOS
Compagnie Lombard Odier SCmA
Switzerland
-$121K
4
VF
Virtu Financial
New York
-$79K
5
RJA
Raymond James & Associates
Florida
-$21.4K
Name Holding Trade Value Shares
Change 		Shares
Change %
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$8.69M +$1.2M +216,390 +16%
COLIM
2
City of London Investment Management
United Kingdom
$3.49M +$1.3M +234,531 +59%
BBPWM
3
Blue Bell Private Wealth Management
Pennsylvania
$712K +$120K +21,676 +20%
SFS
4
Shaker Financial Services
Virginia
$537K -$215K -38,849 -29%
BI
5
Bulldog Investors
New Jersey
$500K – – –
DA
6
Doliver Advisors
Texas
$274K +$9.13K +1,643 +3%
BFM
7
Boothbay Fund Management
New York
$225K +$225K +40,464 New
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$187K +$61.7K +11,120 +49%
CRC
9
Curi RMB Capital
Illinois
$147K +$147K +26,580 New
BA
10
Bennicas & Associates
California
$129K – – –
RJA
11
Raymond James & Associates
Florida
$93K -$21.4K -3,866 -19%
S
12
SignatureFD
Georgia
$87K +$87K +15,705 New
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$51K – – –
CAC
14
Certified Advisory Corp
Florida
$42K +$42K +7,742 New
UBS Group
15
UBS Group
Switzerland
$36K +$10.3K +1,859 +40%
Morgan Stanley
16
Morgan Stanley
New York
$31K +$5.05K +902 +19%
IA
17
IFP Advisors
Florida
$29K -$11.1K -2,020 -28%
Bank of America
18
Bank of America
North Carolina
$28K +$4.39K +787 +19%
SSB
19
Sandy Spring Bank
Maryland
$19K – – –
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$18K +$7.71K +1,391 +75%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$8K – – –
RE
22
RBC Europe
United Kingdom
$7.15K – – –
RFA
23
Reilly Financial Advisors
California
$7K – – –
Wells Fargo
24
Wells Fargo
California
$2K -$77 -15 -4%
GFM
25
Gramercy Funds Management
Connecticut
– -$236K -41,974 Closed
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