HERZ

Herzfeld Credit Income Fund, Inc. Common Stock
HERZ

Overview Fund Activity

21 hedge funds and large institutions have $5.13M invested in Herzfeld Credit Income Fund, Inc. Common Stock in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
21
Holders Change
+1
Holders Change %
+5%
% of All Funds
0.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
5
Reduced
6
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
City of London Investment Management
United Kingdom
$628K
2
GFM
Gramercy Funds Management
Connecticut
$169K
3
DA
Doliver Advisors
Texas
$689K
4
LPL Financial
LPL Financial
California
$278K
5
UBS Group
UBS Group
Switzerland
$52K

Top Sellers

1
Creative Planning
Creative Planning
Kansas
$3K
2
IA
IFP Advisors
Florida
$9K
3
Morgan Stanley
Morgan Stanley
New York
$31K
4
US Bancorp
US Bancorp
Minnesota
$0
5
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
$57K
Name Holding Trade Value Shares
Change 		Shares
Change %
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$2.65M – – –
DA
2
Doliver Advisors
Texas
$689K +$93.3K +19,164 +16%
COLIM
3
City of London Investment Management
United Kingdom
$628K +$628K +128,866 New
LPL Financial
4
LPL Financial
California
$278K +$68.3K +14,052 +33%
RJA
5
Raymond James & Associates
Florida
$200K +$27K +5,541 +16%
GFM
6
Gramercy Funds Management
Connecticut
$169K +$169K +34,754 New
BA
7
Bennicas & Associates
California
$110K – – –
CLOS
8
Compagnie Lombard Odier SCmA
Switzerland
$103K – – –
Carson Wealth (CWM LLC)
9
Carson Wealth (CWM LLC)
Nebraska
$57K -$6.26K -1,288 -10%
UBS Group
10
UBS Group
Switzerland
$52K +$28.5K +5,812 +121%
Bank of America
11
Bank of America
North Carolina
$42K -$1.24K -257 -3%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$40K +$15.6K +3,222 +64%
Morgan Stanley
13
Morgan Stanley
New York
$31K -$23.6K -4,832 -43%
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$28K +$28K +5,646 New
SSB
15
Sandy Spring Bank
Maryland
$17K – – –
IA
16
IFP Advisors
Florida
$9K -$31.6K -6,444 -78%
DADC
17
D.A. Davidson & Co
Montana
$9K +$9K +1,982 New
Citigroup
18
Citigroup
New York
$6K – – –
KTC
19
Kistler-Tiffany Companies
Pennsylvania
$5K – – –
Creative Planning
20
Creative Planning
Kansas
$3K -$42.4K -9,107 -93%
Wells Fargo
21
Wells Fargo
California
$2K -$633 -126 -24%
US Bancorp
22
US Bancorp
Minnesota
– -$13K -2,706 Closed
Deutsche Bank
23
Deutsche Bank
Germany
– -$6K -1,418 Closed
TRCT
24
Tower Research Capital (TRC)
New York
– -$4K -773 Closed