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HERZ

Herzfeld Credit Income Fund

19 hedge funds and large institutions have $12.3M invested in Herzfeld Credit Income Fund in 2019 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 4 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.11% less ownership

Funds ownership: 4.19%4.08% (-0.11%)

2% less capital invested

Capital invested by funds: $12.7M → $12.3M (-$316K)

14% less funds holding

Funds holding: 2219 (-3)

43% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 7

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 3

Holders
19
Holders Change
-3
Holders Change %
-13.64%
% of All Funds
0.42%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
Increased
4
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$6.77M +$92.9K +1,908 +1%
COLIM
2
City of London Investment Management
United Kingdom
$2.95M
SFS
3
Shaker Financial Services
Virginia
$1.13M +$199K +4,099 +22%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$314K -$43.2K -887 -12%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$289K -$51K -1,047 -15%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$226K -$259K -5,322 -54%
CC
7
Centiva Capital
New York
$182K -$3.12K -64 -2%
LNC
8
Lincoln National Corp
Pennsylvania
$177K +$56.6K +1,163 +48%
Wells Fargo
9
Wells Fargo
California
$149K -$6.28K -129 -4%
Morgan Stanley
10
Morgan Stanley
New York
$65K -$5.3K -109 -8%
CAC
11
Certified Advisory Corp
Florida
$40K +$876 +18 +2%
FHA
12
Flagship Harbor Advisors
Massachusetts
$10K
WAP
13
Wealthcare Advisory Partners
Pennsylvania
$9K
TRCT
14
Tower Research Capital (TRC)
New York
$7K -$730 -15 -9%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$7K
RE
16
RBC Europe
United Kingdom
$6.36K
AG
17
Advisor Group
Arizona
$4K
Carson Wealth (CWM LLC)
18
Carson Wealth (CWM LLC)
Nebraska
$4K
GSWM
19
Golden State Wealth Management
California
$2K
MC
20
Matisse Capital
Oregon
-$176K -3,570 Closed
LCM
21
Landscape Capital Management
New Jersey
-$106K -2,147 Closed
UBS Group
22
UBS Group
Switzerland
-$18K -369 Closed

HERZ Hedge Fund Activity: Q3 2019 in Review

19 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Herzfeld Credit Income Fund (HERZ) for Q3 2019, worth a combined $12.3M — down 2.5% from $12.7M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of HERZ and 0 opened new positions — a net loss of 3 holders — while 7 trimmed existing stakes and 4 added.

The largest buyer was Shaker Financial Services, adding an estimated $199K. The largest seller was Susquehanna International Group, cutting an estimated $259K.

  • 19 institutional investors held Herzfeld Credit Income Fund (HERZ) as of Q3 2019, down from 22 in Q2 2019.
  • Funds reported $12.3M of Herzfeld Credit Income Fund stock for Q3 2019, down 2.5% quarter-over-quarter.
  • 0 funds opened new Herzfeld Credit Income Fund positions in Q3 2019 and 3 closed out, a net change of -3 holders.
  • The largest Herzfeld Credit Income Fund buyer in Q3 2019 was Shaker Financial Services, an estimated $199K added.
  • The largest Herzfeld Credit Income Fund seller in Q3 2019 was Susquehanna International Group, an estimated $259K sold.

Based on aggregated 13F filings for Q3 2019.