HERZ

Herzfeld Credit Income Fund, Inc. Common Stock
HERZ

Overview Fund Activity

25 hedge funds and large institutions have $9.37M invested in Herzfeld Credit Income Fund, Inc. Common Stock in 2017 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
+1
Holders Change %
+4.17%
% of All Funds
0.62%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
4
Increased
6
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TJHA
Thomas J. Herzfeld Advisors
Florida
+$1.77M
2
BI
Bulldog Investors
New Jersey
+$218K
3
SFS
Shaker Financial Services
Virginia
+$206K
4
AGM
Alpine Global Management
New York
+$150K
5
Morgan Stanley
Morgan Stanley
New York
+$25.7K

Top Sellers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$134K
2
RJA
Raymond James & Associates
Florida
-$39K
3
UBS Group
UBS Group
Switzerland
-$20.5K
4
LTFS
Ladenburg Thalmann Financial Services
Florida
-$19K
5
DA
Doliver Advisors
Texas
-$13.2K
Name Holding Trade Value Shares
Change 		Shares
Change %
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$6.48M +$1.77M +321,247 +37%
BI
2
Bulldog Investors
New Jersey
$682K +$218K +39,641 +47%
COLIM
3
City of London Investment Management
United Kingdom
$573K +$6.02K +1,095 +1%
DA
4
Doliver Advisors
Texas
$249K -$13.2K -2,402 -5%
LPL Financial
5
LPL Financial
California
$243K -$12.4K -2,298 -5%
SFS
6
Shaker Financial Services
Virginia
$206K +$206K +37,536 New
RJA
7
Raymond James & Associates
Florida
$187K -$39K -7,088 -17%
AGM
8
Alpine Global Management
New York
$150K +$150K +27,308 New
BA
9
Bennicas & Associates
California
$128K – – –
CLOS
10
Compagnie Lombard Odier SCmA
Switzerland
$119K +$2.31K +418 +2%
Bank of America
11
Bank of America
North Carolina
$67K +$18.6K +3,392 +38%
Morgan Stanley
12
Morgan Stanley
New York
$54K +$25.7K +4,716 +91%
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$50K – – –
IA
14
IFP Advisors
Florida
$42K – – –
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$35K -$1.06K -193 -3%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$22K -$19K -3,575 -46%
SSB
17
Sandy Spring Bank
Maryland
$19K – – –
GFM
18
Gramercy Funds Management
Connecticut
$17K – – –
UBS Group
19
UBS Group
Switzerland
$14K -$20.5K -3,846 -59%
DADC
20
D.A. Davidson & Co
Montana
$10K +$10K +1,982 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$8K +$8K +1,482 New
RFA
22
Reilly Financial Advisors
California
$7K – – –
Creative Planning
23
Creative Planning
Kansas
$4K – – –
Wells Fargo
24
Wells Fargo
California
$2K -$6.56K -1,285 -77%
AIM
25
Acrospire Investment Management
Illinois
$2K – – –
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