HERZ

Herzfeld Credit Income Fund, Inc. Common Stock
HERZ

Overview Fund Activity

24 hedge funds and large institutions have $13.7M invested in Herzfeld Credit Income Fund, Inc. Common Stock in 2018 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
24
Holders Change
-2
Holders Change %
-7.69%
% of All Funds
0.55%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
1
Increased
7
Reduced
6
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
Guggenheim Capital
Illinois
+$222K
2
CA
Cornerstone Advisors
North Carolina
+$189K
3
SFS
Shaker Financial Services
Virginia
+$91.9K
4
CRC
Curi RMB Capital
Illinois
+$63.7K
5
UBS Group
UBS Group
Switzerland
+$14.9K

Top Sellers

1
BI
Bulldog Investors
New Jersey
-$455K
2
COLIM
City of London Investment Management
United Kingdom
-$406K
3
DA
Doliver Advisors
Texas
-$221K
4
TJHA
Thomas J. Herzfeld Advisors
Florida
-$72.1K
5
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
-$58.1K
Name Holding Trade Value Shares
Change 		Shares
Change %
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$8.04M -$72.1K -14,481 -0.9%
COLIM
2
City of London Investment Management
United Kingdom
$2.74M -$406K -81,186 -13%
SFS
3
Shaker Financial Services
Virginia
$757K +$91.9K +18,431 +14%
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$446K -$58.1K -11,649 -12%
GC
5
Guggenheim Capital
Illinois
$372K +$222K +44,799 +149%
CA
6
Cornerstone Advisors
North Carolina
$368K +$189K +38,057 +105%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$238K -$25.9K -5,216 -10%
CRC
8
Curi RMB Capital
Illinois
$190K +$63.7K +12,800 +50%
DA
9
Doliver Advisors
Texas
$156K -$221K -44,437 -59%
BA
10
Bennicas & Associates
California
$77K – – –
RJA
11
Raymond James & Associates
Florida
$65K -$6.39K -1,288 -9%
Carson Wealth (CWM LLC)
12
Carson Wealth (CWM LLC)
Nebraska
$39K – – –
CAC
13
Certified Advisory Corp
Florida
$39K – – –
UBS Group
14
UBS Group
Switzerland
$28K +$14.9K +3,000 +114%
IA
15
IFP Advisors
Florida
$26K – – –
Morgan Stanley
16
Morgan Stanley
New York
$24K – – –
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$22K +$9.68K +1,933 +79%
SSB
18
Sandy Spring Bank
Maryland
$17K – – –
FHA
19
Flagship Harbor Advisors
Massachusetts
$11K – – –
Bank of America
20
Bank of America
North Carolina
$9K – – –
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$7K – – –
RE
22
RBC Europe
United Kingdom
$6.42K – – –
Wells Fargo
23
Wells Fargo
California
$6K +$5 +1 +0.1%
TRCT
24
Tower Research Capital (TRC)
New York
$4K +$4K +888 New
BI
25
Bulldog Investors
New Jersey
– -$455K -88,924 Closed
1
2