Guggenheim Capital’s Herzfeld Credit Income Fund HERZ Stock Holding History

Guggenheim Capital’s Portfolio HERZ Stock Details HERZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-1,819	Closed	-$83K	–	2120
2019 Q1	$83K	Sell	1,819 -6,176	-77%	-$269K	﹤0.01%	2149
2018 Q4	$302K	Buy	7,995 +502	+7%	+$22.2K	﹤0.01%	1896
2018 Q3	$372K	Buy	7,493 +4,480	+149%	+$228K	﹤0.01%	2121
2018 Q2	$154K	Buy	3,013 +790	+36%	+$42.2K	﹤0.01%	2328
2018 Q1	$123K	Buy	+2,223	New	+$125K	﹤0.01%	2654

Other funds holding HERZ

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Centiva Capital New York $13.6B AUM 20% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LNC

Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

Guggenheim Capital's HERZ Position: Q2 2019 in Review

Guggenheim Capital sold out of Herzfeld Credit Income Fund (HERZ) in Q2 2019, closing a stake of 1,819 shares — an estimated $83K sold.

Guggenheim Capital first reported a position in HERZ in Q1 2018 and held it in 5 quarters. The position peaked at $372K in Q3 2018. 22 funds tracked by Wall St. Rank hold HERZ as of Q2 2019.

Guggenheim Capital reported no remaining Herzfeld Credit Income Fund position as of Q2 2019 after selling out during the quarter.
Guggenheim Capital sold 1,819 Herzfeld Credit Income Fund shares in Q2 2019, an estimated $83K.
Guggenheim Capital first reported a position in Herzfeld Credit Income Fund in Q1 2018 and held it in 5 quarters.
Guggenheim Capital's Herzfeld Credit Income Fund position peaked at $372K in Q3 2018.
22 funds tracked by Wall St. Rank held Herzfeld Credit Income Fund as of Q2 2019.

Based on Guggenheim Capital's 13F filing for Q2 2019, filed 14 Aug 2019.