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HERZ

Herzfeld Credit Income Fund

22 hedge funds and large institutions have $12.7M invested in Herzfeld Credit Income Fund in 2019 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more capital invested

Capital invested by funds: $11.6M → $12.7M (+$1.01M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

0% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 6

0.01% less ownership

Funds ownership: 4.19%4.19% (-0.01%)

4% less funds holding

Funds holding: 2322 (-1)

Holders
22
Holders Change
-1
Holders Change %
-4.35%
% of All Funds
0.48%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
3
Increased
6
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$6.67M +$26.7K +561 +0.4%
COLIM
2
City of London Investment Management
United Kingdom
$2.95M +$116K +2,424 +4%
SFS
3
Shaker Financial Services
Virginia
$928K -$25.4K -534 -3%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$488K +$155K +3,251 +49%
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$358K -$52.3K -1,098 -13%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$341K -$5.91K -124 -2%
CC
7
Centiva Capital
New York
$185K +$179K +3,749 New
MC
8
Matisse Capital
Oregon
$176K +$170K +3,570 New
Wells Fargo
9
Wells Fargo
California
$155K +$144K +3,022 +2,343%
LNC
10
Lincoln National Corp
Pennsylvania
$119K +$4.67K +98 +4%
LCM
11
Landscape Capital Management
New Jersey
$106K -$36.3K -761 -26%
Morgan Stanley
12
Morgan Stanley
New York
$70K +$5.2K +109 +8%
CAC
13
Certified Advisory Corp
Florida
$39K
UBS Group
14
UBS Group
Switzerland
$18K -$9.91K -208 -36%
FHA
15
Flagship Harbor Advisors
Massachusetts
$10K
WAP
16
Wealthcare Advisory Partners
Pennsylvania
$9K +$8.77K +184 New
TRCT
17
Tower Research Capital (TRC)
New York
$8K -$95 -2 -1%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$7K
RE
19
RBC Europe
United Kingdom
$6.36K
AG
20
Advisor Group
Arizona
$4K
Carson Wealth (CWM LLC)
21
Carson Wealth (CWM LLC)
Nebraska
$4K
GSWM
22
Golden State Wealth Management
California
$2K
CRC
23
Curi RMB Capital
Illinois
-$85K -1,873 Closed
GC
24
Guggenheim Capital
Illinois
-$83K -1,819 Closed
JPLA
25
Joseph P. Lucia & Associates
New York
-$500 -383 Closed

HERZ Hedge Fund Activity: Q2 2019 in Review

22 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in Herzfeld Credit Income Fund (HERZ) for Q2 2019, worth a combined $12.7M — up 8.6% from $11.6M a quarter earlier.

Fund positioning in HERZ was balanced in Q2 2019: 3 funds opened new positions, 3 closed out, 6 added to existing stakes and 6 trimmed.

The largest buyer was Centiva Capital, opening a new position worth an estimated $179K. The largest seller was Curi RMB Capital, exiting entirely with an estimated $85K sold.

  • 22 institutional investors held Herzfeld Credit Income Fund (HERZ) as of Q2 2019, down from 23 in Q1 2019.
  • Funds reported $12.7M of Herzfeld Credit Income Fund stock for Q2 2019, up 8.6% quarter-over-quarter.
  • 3 funds opened new Herzfeld Credit Income Fund positions in Q2 2019 and 3 closed out, a net change of 0 holders.
  • The largest Herzfeld Credit Income Fund buyer in Q2 2019 was Centiva Capital, an estimated $179K added.
  • The largest Herzfeld Credit Income Fund seller in Q2 2019 was Curi RMB Capital, an estimated $85K sold.

Based on aggregated 13F filings for Q2 2019.