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HERZ

Herzfeld Credit Income Fund

22 hedge funds and large institutions have $15.7M invested in Herzfeld Credit Income Fund in 2018 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 5

2% more capital invested

Capital invested by funds: $15.4M → $15.7M (+$302K)

0.06% more ownership

Funds ownership: 4.51%4.58% (+0.06%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

8% less funds holding

Funds holding: 2422 (-2)

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
22
Holders Change
-2
Holders Change %
-8.33%
% of All Funds
0.5%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
1
Increased
7
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$8.93M +$193K +3,420 +2%
COLIM
2
City of London Investment Management
United Kingdom
$3.52M
BBPWM
3
Blue Bell Private Wealth Management
Pennsylvania
$741K +$25.4K +451 +4%
SFS
4
Shaker Financial Services
Virginia
$640K +$101K +1,789 +18%
BI
5
Bulldog Investors
New Jersey
$503K
DA
6
Doliver Advisors
Texas
$424K +$151K +2,679 +54%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$200K +$12.3K +219 +7%
CRC
8
Curi RMB Capital
Illinois
$141K -$7.54K -134 -5%
GC
9
Guggenheim Capital
Illinois
$123K +$125K +2,223 New
BA
10
Bennicas & Associates
California
$87K -$43.5K -773 -33%
RJA
11
Raymond James & Associates
Florida
$80K -$13.5K -240 -14%
UBS Group
12
UBS Group
Switzerland
$55K +$19.1K +339 +52%
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$44K -$7.26K -129 -14%
CAC
14
Certified Advisory Corp
Florida
$43K
Morgan Stanley
15
Morgan Stanley
New York
$31K
IA
16
IFP Advisors
Florida
$29K
SSB
17
Sandy Spring Bank
Maryland
$19K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$18K
Bank of America
19
Bank of America
North Carolina
$10K -$18.1K -322 -64%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$8K
RE
21
RBC Europe
United Kingdom
$7.19K
Wells Fargo
22
Wells Fargo
California
$7K +$5.07K +90 +231%
BFM
23
Boothbay Fund Management
New York
-$225K -4,046 Closed
S
24
SignatureFD
Georgia
-$87K -1,570 Closed
RFA
25
Reilly Financial Advisors
California
-$7K -129 Closed

HERZ Hedge Fund Activity: Q1 2018 in Review

22 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in Herzfeld Credit Income Fund (HERZ) for Q1 2018, worth a combined $15.7M — up 2% from $15.4M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of HERZ and 1 opened new positions — a net loss of 2 holders — while 5 trimmed existing stakes and 7 added.

The largest buyer was Thomas J. Herzfeld Advisors, adding an estimated $193K. The largest seller was Boothbay Fund Management, exiting entirely with an estimated $225K sold.

  • 22 institutional investors held Herzfeld Credit Income Fund (HERZ) as of Q1 2018, down from 24 in Q4 2017.
  • Funds reported $15.7M of Herzfeld Credit Income Fund stock for Q1 2018, up 2% quarter-over-quarter.
  • 1 fund opened new Herzfeld Credit Income Fund positions in Q1 2018 and 3 closed out, a net change of -2 holders.
  • The largest Herzfeld Credit Income Fund buyer in Q1 2018 was Thomas J. Herzfeld Advisors, an estimated $193K added.
  • The largest Herzfeld Credit Income Fund seller in Q1 2018 was Boothbay Fund Management, an estimated $225K sold.

Based on aggregated 13F filings for Q1 2018.