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HERZ

Herzfeld Credit Income Fund

21 hedge funds and large institutions have $6.23M invested in Herzfeld Credit Income Fund in 2020 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

0.21% more ownership

Funds ownership: 3.57%3.78% (+0.21%)

5% less funds holding

Funds holding: 2221 (-1)

14% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 7

45% less capital invested

Capital invested by funds: $11.2M → $6.23M (-$5.01M)

Holders
21
Holders Change
-1
Holders Change %
-4.55%
% of All Funds
0.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
6
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$1.75M -$214K -4,890 -7%
COLIM
2
City of London Investment Management
United Kingdom
$1.66M +$90.2K +2,058 +3%
RCM
3
Rivernorth Capital Management
Florida
$1.23M +$628K +14,325 +46%
SFS
4
Shaker Financial Services
Virginia
$525K +$63.6K +1,452 +8%
MC
5
Matisse Capital
Oregon
$409K +$665K +15,170 New
BBPWM
6
Blue Bell Private Wealth Management
Pennsylvania
$192K -$26.5K -604 -8%
LNC
7
Lincoln National Corp
Pennsylvania
$125K +$34.1K +779 +20%
Wells Fargo
8
Wells Fargo
California
$91K -$10.3K -234 -6%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$74K -$137K -3,135 -53%
CC
10
Centiva Capital
New York
$73K -$43.5K -993 -27%
Morgan Stanley
11
Morgan Stanley
New York
$39K +$394 +9 +0.6%
CAC
12
Certified Advisory Corp
Florida
$22K
UBS Group
13
UBS Group
Switzerland
$12K +$19.2K +438 New
WAM
14
Wolverine Asset Management
Illinois
$9K -$9.77K -223 -38%
FHA
15
Flagship Harbor Advisors
Massachusetts
$9K +$5.61K +128 +60%
Osaic Holdings
16
Osaic Holdings
Arizona
$6K +$10.1K +230 New
Carson Wealth (CWM LLC)
17
Carson Wealth (CWM LLC)
Nebraska
$4K
RE
18
RBC Europe
United Kingdom
$3.48K
TRCT
19
Tower Research Capital (TRC)
New York
$1K -$4.25K -97 -76%
OIA
20
Optimum Investment Advisors
Illinois
$1K
GSWM
21
Golden State Wealth Management
California
$1K +$2.06K +47 New
CA
22
Cornerstone Advisors
North Carolina
-$389K -7,564 Closed
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
-$192K -3,733 Closed
WAP
24
Wealthcare Advisory Partners
Pennsylvania
-$9K -184 Closed

HERZ Hedge Fund Activity: Q1 2020 in Review

21 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in Herzfeld Credit Income Fund (HERZ) for Q1 2020, worth a combined $6.23M — down 45% from $11.2M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new HERZ positions and 3 closed out — a net gain of 1 holder — while 6 added to existing stakes and 7 trimmed.

The largest buyer was Matisse Capital, opening a new position worth an estimated $665K. The largest seller was Cornerstone Advisors, exiting entirely with an estimated $389K sold.

  • 21 institutional investors held Herzfeld Credit Income Fund (HERZ) as of Q1 2020, down from 22 in Q4 2019.
  • Funds reported $6.23M of Herzfeld Credit Income Fund stock for Q1 2020, down 45% quarter-over-quarter.
  • 4 funds opened new Herzfeld Credit Income Fund positions in Q1 2020 and 3 closed out, a net change of +1 holder.
  • The largest Herzfeld Credit Income Fund buyer in Q1 2020 was Matisse Capital, an estimated $665K added.
  • The largest Herzfeld Credit Income Fund seller in Q1 2020 was Cornerstone Advisors, an estimated $389K sold.

Based on aggregated 13F filings for Q1 2020.