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HERZ

Herzfeld Credit Income Fund

16 hedge funds and large institutions have $4.43M invested in Herzfeld Credit Income Fund in 2015 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 3 increasing their positions, 4 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% less capital invested

Capital invested by funds: $5.41M → $4.43M (-$975K)

20% less funds holding

Funds holding: 2016 (-4)

25% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 4

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

Holders
16
Holders Change
-4
Holders Change %
-20%
% of All Funds
0.43%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
3
Reduced
4
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$3.75M
Morgan Stanley
2
Morgan Stanley
New York
$201K +$131K +1,848 +196%
LPL Financial
3
LPL Financial
California
$123K +$120K +1,697 New
PRC
4
Platte River Capital
Colorado
$120K
Bank of America
5
Bank of America
North Carolina
$59K
Wells Fargo
6
Wells Fargo
California
$41K +$3.68K +52 +10%
UBS Group
7
UBS Group
Switzerland
$38K -$4.81K -68 -12%
Deutsche Bank
8
Deutsche Bank
Germany
$28K +$29.2K +412 New
SSB
9
Sandy Spring Bank
Maryland
$25K
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$12K -$27.2K -385 -69%
Creative Planning
11
Creative Planning
Kansas
$9K -$9.13K -129 -50%
Citigroup
12
Citigroup
New York
$9K
KTC
13
Kistler-Tiffany Companies
Pennsylvania
$7K +$425 +6 +7%
UFA
14
US Financial Advisors
Massachusetts
$4K +$3.68K +52 New
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$2K
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1K -$16.4K -232 -95%
VKH
17
Virtu KCG Holdings
New York
-$542K -7,853 Closed
AFM
18
Anson Funds Management
Texas
-$455K -6,600 Closed
SGH
19
Schonfeld Group Holdings
New York
-$247K -3,582 Closed
Goldman Sachs
20
Goldman Sachs
New York
-$125K -1,817 Closed
AssetMark Inc
21
AssetMark Inc
California
-$4K -64 Closed
PFG
22
Pacific Financial Group
Washington
-$4K -58 Closed

HERZ Hedge Fund Activity: Q1 2015 in Review

16 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Herzfeld Credit Income Fund (HERZ) for Q1 2015, worth a combined $4.43M — down 18% from $5.41M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of HERZ and 3 opened new positions — a net loss of 4 holders — while 4 trimmed existing stakes and 3 added.

The largest buyer was Morgan Stanley, adding an estimated $131K. The largest seller was Virtu KCG Holdings, exiting entirely with an estimated $542K sold.

  • 16 institutional investors held Herzfeld Credit Income Fund (HERZ) as of Q1 2015, down from 20 in Q4 2014.
  • Funds reported $4.43M of Herzfeld Credit Income Fund stock for Q1 2015, down 18% quarter-over-quarter.
  • 3 funds opened new Herzfeld Credit Income Fund positions in Q1 2015 and 7 closed out, a net change of -4 holders.
  • The largest Herzfeld Credit Income Fund buyer in Q1 2015 was Morgan Stanley, an estimated $131K added.
  • The largest Herzfeld Credit Income Fund seller in Q1 2015 was Virtu KCG Holdings, an estimated $542K sold.

Based on aggregated 13F filings for Q1 2015.