LPL Financial
HERZ

LPL Financial’s Herzfeld Credit Income Fund HERZ Stock Holding History

LPL Financial’s Portfolio HERZ Stock Details HERZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q2 		– Sell
-4,508
Closed -$243K – 2839
2017
Q1 		$243K Sell
4,508
-230
-5% -$12.1K ﹤0.01% 2359
2016
Q4 		$247K Sell
4,738
-985
-17% -$49.2K ﹤0.01% 2321
2016
Q3 		$278K Buy
5,723
+1,405
+33% +$68.4K ﹤0.01% 2177
2016
Q2 		$204K Sell
4,318
-4,227
-49% -$214K ﹤0.01% 2366
2016
Q1 		$468K Sell
8,545
-7,280
-46% -$356K ﹤0.01% 2198
2015
Q4 		$826K Buy
15,825
+8,466
+115% +$460K ﹤0.01% 1827
2015
Q3 		$406K Buy
7,359
+3,487
+90% +$240K ﹤0.01% 1967
2015
Q2 		$302K Buy
3,872
+2,175
+128% +$176K ﹤0.01% 2299
2015
Q1 		$123K Buy
+1,697
New +$120K ﹤0.01% 2655

Other funds holding HERZ

TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.14% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return
BA
Bennicas & Associates Portola Valley, California $173M AUM 1.55% 1-Year Est. Return
CLOS
Compagnie Lombard Odier SCmA 1204 Geneva, Switzerland $9.25B AUM 27.04% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial's HERZ Position: Q2 2017 in Review

LPL Financial sold out of Herzfeld Credit Income Fund (HERZ) in Q2 2017, closing a stake of 4,508 shares — an estimated $243K sold.

LPL Financial first reported a position in HERZ in Q1 2015 and held it in 9 quarters. The position peaked at $826K in Q4 2015. 19 funds tracked by Wall St. Rank hold HERZ as of Q2 2017.

  • LPL Financial reported no remaining Herzfeld Credit Income Fund position as of Q2 2017 after selling out during the quarter.
  • LPL Financial sold 4,508 Herzfeld Credit Income Fund shares in Q2 2017, an estimated $243K.
  • LPL Financial first reported a position in Herzfeld Credit Income Fund in Q1 2015 and held it in 9 quarters.
  • LPL Financial's Herzfeld Credit Income Fund position peaked at $826K in Q4 2015.
  • 19 funds tracked by Wall St. Rank held Herzfeld Credit Income Fund as of Q2 2017.

Based on LPL Financial's 13F filing for Q2 2017, filed 14 Aug 2017.