Anson Funds Management’s Herzfeld Credit Income Fund HERZ Stock Holding History

Anson Funds Management’s Portfolio HERZ Stock Details HERZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-6,600	Closed	-$455K	–	47
2014 Q4	$455K	Buy	+6,600	New	+$397K	0.54%	26

Other funds holding HERZ

Thomas J. Herzfeld Advisors Miami Beach, Florida $286M AUM 7.72% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Platte River Capital Denver, Colorado $108M AUM 0.25% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $362B AUM 34.89% 1-Year Est. Return

Sandy Spring Bank Olney, Maryland $2.38B AUM 8.14% 1-Year Est. Return

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $840M AUM 13.7% 1-Year Est. Return

Anson Funds Management's HERZ Position: Q1 2015 in Review

Anson Funds Management sold out of Herzfeld Credit Income Fund (HERZ) in Q1 2015, closing a stake of 6,600 shares — an estimated $455K sold.

Anson Funds Management first reported a position in HERZ in Q4 2014 and held it in 1 quarter. The position peaked at $455K in Q4 2014. 16 funds tracked by Wall St. Rank hold HERZ as of Q1 2015.

Anson Funds Management reported no remaining Herzfeld Credit Income Fund position as of Q1 2015 after selling out during the quarter.
Anson Funds Management sold 6,600 Herzfeld Credit Income Fund shares in Q1 2015, an estimated $455K.
Anson Funds Management first reported a position in Herzfeld Credit Income Fund in Q4 2014 and held it in 1 quarter.
Anson Funds Management's Herzfeld Credit Income Fund position peaked at $455K in Q4 2014.
16 funds tracked by Wall St. Rank held Herzfeld Credit Income Fund as of Q1 2015.

Based on Anson Funds Management's 13F filing for Q1 2015, filed 15 May 2015.