Ladenburg Thalmann Financial Services’s Herzfeld Credit Income Fund HERZ Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio HERZ Stock Details HERZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$8K	Hold	156	–	–	﹤0.01%	4579
2019 Q3	$7K	Hold	156	–	–	﹤0.01%	4532
2019 Q2	$7K	Hold	156	–	–	﹤0.01%	4573
2019 Q1	$7K	Hold	156	–	–	﹤0.01%	4519
2018 Q4	$6K	Hold	156	–	–	﹤0.01%	4502
2018 Q3	$7K	Hold	156	–	–	﹤0.01%	4439
2018 Q2	$8K	Hold	156	–	–	﹤0.01%	4358
2018 Q1	$8K	Hold	156	–	–	﹤0.01%	4358
2017 Q4	$8K	Hold	156	–	–	﹤0.01%	4299
2017 Q3	$9K	Hold	156	–	–	﹤0.01%	4127
2017 Q2	$8K	Sell	156 -257	-62%	-$14.1K	﹤0.01%	4128
2017 Q1	$22K	Sell	413 -358	-46%	-$18.8K	﹤0.01%	3483
2016 Q4	$40K	Sell	771 -55	-7%	-$2.75K	﹤0.01%	3006
2016 Q3	$40K	Buy	826 +322	+64%	+$15.7K	﹤0.01%	2956
2016 Q2	$24K	Hold	504	–	–	﹤0.01%	3220
2016 Q1	$27K	Buy	504 +477	+1,767%	+$23.3K	﹤0.01%	3037
2015 Q4	$1K	Hold	27	–	–	﹤0.01%	4490
2015 Q3	$1K	Hold	27	–	–	﹤0.01%	4398
2015 Q2	$2K	Hold	27	–	–	﹤0.01%	4323
2015 Q1	$2K	Hold	27	–	–	﹤0.01%	4254
2014 Q4	$2K	Hold	27	–	–	﹤0.01%	4031
2014 Q3	$2K	Hold	27	–	–	﹤0.01%	3659
2014 Q2	$2K	Hold	27	–	–	﹤0.01%	3623
2014 Q1	$2K	Hold	27	–	–	﹤0.01%	3496
2013 Q4	$2K	Hold	27	–	–	﹤0.01%	3494
2013 Q3	$2K	Hold	27	–	–	﹤0.01%	3434
2013 Q2	$2K	Buy	+27	New	+$1.84K	﹤0.01%	3306

Other funds holding HERZ

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $3.04B AUM 36.62% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LNC

Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Centiva Capital New York $13.6B AUM 20% 1-Year Est. Return

Ladenburg Thalmann Financial Services's HERZ Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services held its Herzfeld Credit Income Fund (HERZ) position steady in Q4 2019 at 156 shares worth $8K. The position accounts for ﹤0.01% of the portfolio, ranked #4579.

Ladenburg Thalmann Financial Services first reported a position in HERZ in Q2 2013 and has held it in 27 quarters since. The position peaked at $40K in Q4 2016. 22 funds tracked by Wall St. Rank hold HERZ as of Q4 2019.

Ladenburg Thalmann Financial Services held 156 shares of Herzfeld Credit Income Fund worth $8K as of Q4 2019.
Ladenburg Thalmann Financial Services left its Herzfeld Credit Income Fund share count unchanged in Q4 2019.
Herzfeld Credit Income Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4579 holding.
Ladenburg Thalmann Financial Services first reported a position in Herzfeld Credit Income Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's Herzfeld Credit Income Fund position peaked at $40K in Q4 2016.
22 funds tracked by Wall St. Rank held Herzfeld Credit Income Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.