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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-8.99%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.68B
AUM Growth
+$480M
Cap. Flow
+$604M
Cap. Flow %
36.01%
Top 10 Hldgs %
26.1%
Holding
319
New
106
Increased
77
Reduced
26
Closed
27

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$31.7M
2
FSK icon
FS KKR Capital
FSK
+$31.6M
3
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$19.7M
4
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
+$19.7M
5
HFRO
Highland Opportunities and Income Fund
HFRO
+$19.2M

Top Sells

Rank Stock Value
1
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$25.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.3M
3
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$10.1M
4
WIA
Western Asset Inflation-Linked Income Fund
WIA
+$8.39M
5
KMM
Deutsche Multi-Market Incm Trust
KMM
+$5.79M

Sector Composition

Rank Sector Weight
1 Financials 4.29%
2 Consumer Discretionary 0.85%
3 Healthcare 0.47%
4 Technology 0.46%
5 Communication Services 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPI
126
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$2.96M 0.18%
+145,482
New +$3.11M
HYAC
127
DELISTED
Haymaker Acquisition Corp. Class A Common Stock
HYAC
$2.96M 0.18%
294,996
– –
FSD
128
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$2.95M 0.18%
+222,049
New +$3.09M
EVJ
129
DELISTED
Eaton Vance New Jersey Municipal Income Trust
EVJ
$2.95M 0.18%
263,928
+147,159
+126% +$1.63M
BGB
130
Blackstone Strategic Credit 2027 Term Fund
BGB
$504M
$2.9M 0.17%
+211,176
New +$3.12M
NUV icon
131
Nuveen Municipal Value Fund
NUV
$1.91B
$2.9M 0.17%
+313,634
New +$2.9M
EXD
132
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$2.85M 0.17%
+334,773
New +$2.89M
PCK
133
DELISTED
Pimco California Municipal Income Fund II
PCK
$2.72M 0.16%
+346,696
New +$2.8M
RVT icon
134
Royce Value Trust
RVT
$2.29B
$2.57M 0.15%
+218,685
New +$3.03M
BFI
135
DELISTED
BurgerFi International, Inc. Common Stock
BFI
$2.49M 0.15%
250,000
– –
DCF
136
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$2.45M 0.15%
+307,309
New +$2.59M
NRXP icon
137
NRX Pharmaceuticals
NRXP
$145M
$2.45M 0.15%
24,000
– –
MUC icon
138
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$2.45M 0.15%
+199,123
New +$2.47M
VWO icon
139
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$2.44M 0.15%
63,796
-71,630
-53% -$2.77M
IFN
140
Aberdeen India Fund
IFN
$505M
$2.38M 0.14%
118,115
+12,065
+11% +$256K
BSL
141
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$2.34M 0.14%
+150,131
New +$2.57M
MMDM
142
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$2.32M 0.14%
228,000
– –
BGH
143
Barings Global Short Duration High Yield Fund
BGH
$285M
$2.29M 0.14%
+144,624
New +$2.53M
FRMM
144
Forum Markets
FRMM
$82.6M
$2.25M 0.13%
58
– –
HPK icon
145
HighPeak Energy
HPK
$1.01B
$2.22M 0.13%
224,996
– –
VKQ icon
146
Invesco Municipal Trust
VKQ
$547M
$2.21M 0.13%
+200,152
New +$2.22M
BROG
147
DELISTED
Brooge Energy
BROG
$2.21M 0.13%
225,000
– –
SPE
148
Special Opportunities Fund
SPE
$144M
$2.13M 0.13%
193,298
+116,964
+153% +$1.53M
VEA icon
149
Vanguard FTSE Developed Markets ETF
VEA
$236B
$2.07M 0.12%
55,877
-21,193
-27% -$839K
ALACU
150
DELISTED
Alberton Acquisition Corp Unit
ALACU
$2.02M 0.12%
+200,000
New +$2.01M
4 5
6
7 8

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Rivernorth Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Rivernorth Capital Management held 319 positions worth $1.68B, up 40% from $1.2B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rivernorth Capital Management deployed $604M of net new capital in Q4 2018, opening 106 new positions and adding to 77 existing holdings. Its largest new stake was FS KKR Capital: 1,270,668 shares worth $27.1M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 2.3% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $14.3M trimmed.

  • Rivernorth Capital Management's largest Q4 2018 buy was FS KKR Capital: 1,270,668 shares worth $27.1M.
  • Rivernorth Capital Management added most to Nuveen Quality Municipal Income Fund in Q4 2018, an estimated $31.7M increase.
  • Rivernorth Capital Management's biggest Q4 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $14.3M.
  • Rivernorth Capital Management fully exited abrdn Total Dynamic Dividend Fund in Q4 2018, selling an estimated $25.2M.
  • Rivernorth Capital Management's ten largest holdings make up 26% of its $1.68B portfolio in Q4 2018.
  • Rivernorth Capital Management opened 106 new positions and closed 27 in Q4 2018.
  • Rivernorth Capital Management's portfolio value rose 40% quarter-over-quarter to $1.68B.

Based on Rivernorth Capital Management's 13F filing for Q4 2018, filed 14 Feb 2019.