RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+0.75%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$22M
AUM Growth
+$19.7M
Cap. Flow
+$19.8M
Cap. Flow %
90.32%
Top 10 Hldgs %
88.42%
Holding
291
New
48
Increased
64
Reduced
62
Closed
33

Top Buys

1
NTX
Nuveen Texas Quality Municipal Income Fund
NTX
$4.36M
2
THCAU
Tuscan Holdings Corp. II Unit
THCAU
$4.02M
3
FLLCU
Fellazo Inc. Unit
FLLCU
$2.24M
4
SSPKU
Silver Spike Acquisition Corp. Units
SSPKU
$2.02M
5
NFINU
Netfin Acquisition Corp. Unit
NFINU
$2.02M

Top Sells

1
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
$16.9K
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
$10.3K
3
EAD
Allspring Income Opportunities Fund
EAD
$10.3K
4
EMD
Western Asset Emerging Markets Debt Fund
EMD
$8.43K
5
CLM icon
Cornerstone Strategic Value Fund
CLM
$8.15K

Sector Composition

1 Financials 0.2%
2 Consumer Discretionary 0.03%
3 Communication Services 0.03%
4 Healthcare 0.03%
5 Energy 0.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MAV
101
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$4.04K 0.02%
+369,478
New +$4.04K
SWZ
102
Swiss Helvetia Fund
SWZ
$79.5M
$3.91K 0.02%
+486,441
New +$3.91K
HYB
103
DELISTED
New America High Income Fund, Inc.
HYB
$3.9K 0.02%
441,719
-120,729
-21% -$1.07K
MQT icon
104
BlackRock MuniYield Quality Fund II
MQT
$218M
$3.85K 0.02%
296,694
+269,969
+1,010% +$3.5K
NID
105
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$3.84K 0.02%
279,996
+15,154
+6% +$208
FUND
106
Sprott Focus Trust
FUND
$247M
$3.84K 0.02%
569,056
+800
+0.1% +$5
RMT
107
Royce Micro-Cap Trust
RMT
$542M
$3.68K 0.02%
457,823
+375,317
+455% +$3.02K
NIQ
108
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$3.68K 0.02%
269,233
+12,356
+5% +$169
PXH icon
109
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.6B
$3.59K 0.02%
178,753
-8,900
-5% -$179
IIM icon
110
Invesco Value Municipal Income Trust
IIM
$566M
$3.53K 0.02%
+229,788
New +$3.53K
HYT icon
111
BlackRock Corporate High Yield Fund
HYT
$1.48B
$3.51K 0.02%
326,298
-248,886
-43% -$2.68K
DTF
112
DTF Tax-Free Income 2028 Term Fund
DTF
$79.9M
$3.47K 0.02%
239,986
+20,785
+9% +$301
JRO
113
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$3.38K 0.02%
354,387
-17,390
-5% -$166
PAACU
114
DELISTED
Proficient Alpha Acquisition Corp. Unit
PAACU
$3.25K 0.01%
325,000
– –
CCX.U
115
DELISTED
Churchill Capital Corp II
CCX.U
$3.15K 0.01%
300,000
– –
ANDAU
116
DELISTED
Andina Acquisition Corp. III Unit
ANDAU
$3.15K 0.01%
300,000
– –
LACQ
117
DELISTED
Leisure Acquisition Corp.
LACQ
$3.14K 0.01%
306,594
– –
SAMAU
118
DELISTED
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
$3.11K 0.01%
300,000
– –
GRAF.U
119
DELISTED
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
$3.09K 0.01%
300,000
– –
CHR icon
120
Cheer Holding
CHR
$7.88M
$3.05K 0.01%
+30,000
New +$3.05K
DDMX
121
DELISTED
DD3 Acquisition Corp. S A de CV
DDMX
$3.05K 0.01%
+300,000
New +$3.05K
KYN icon
122
Kayne Anderson Energy Infrastructure Fund
KYN
$2.07B
$3.04K 0.01%
210,192
-383,044
-65% -$5.54K
JMT
123
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$2.97K 0.01%
134,084
-80,023
-37% -$1.77K
EAD
124
Allspring Income Opportunities Fund
EAD
$421M
$2.87K 0.01%
348,463
-1,252,310
-78% -$10.3K
TRNE.U
125
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$2.85K 0.01%
275,000
– –
3 4
5
6 7