RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-8.69%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.47B
AUM Growth
-$183M
Cap. Flow
-$10.4M
Cap. Flow %
-0.42%
Top 10 Hldgs %
24.53%
Holding
913
New
88
Increased
130
Reduced
94
Closed
92

Top Buys

1
GBDC icon
Golub Capital BDC
GBDC
$34.6M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$33.8M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
$33.6M
4
MUI
BlackRock Municipal Income Fund, Inc.
MUI
$25M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$21.5M

Top Sells

1
NDMO icon
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$21.3M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$16.9M
3
JWSM
Jaws Mustang Acquisition Corp.
JWSM
$16.1M
4
ASZ
Austerlitz Acquisition Corporation II
ASZ
$15.8M
5
NUV icon
Nuveen Municipal Value Fund
NUV
$15.4M

Sector Composition

1 Financials 21.72%
2 Technology 1.56%
3 Healthcare 1.05%
4 Industrials 0.85%
5 Communication Services 0.76%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ERC
826
Allspring Multi-Sector Income Fund
ERC
$269M
– –
-260,260
Closed -$2.67M
EVN
827
Eaton Vance Municipal Income Trust
EVN
$429M
– –
-113,490
Closed -$1.34M
FOXO
828
DELISTED
FOXO TECHNOLOGIES INC A
FOXO
– –
-840
Closed -$1.66M
FUND
829
Sprott Focus Trust
FUND
$247M
– –
-51,316
Closed -$465K
GBTG icon
830
American Express Global Business Travel
GBTG
$4.35B
– –
-1,442,298
Closed -$14.4M
JGH icon
831
Nuveen Global High Income Fund
JGH
$316M
– –
-21,868
Closed -$311K
JLS icon
832
Nuveen Mortgage and Income Fund
JLS
$104M
– –
-10,431
Closed -$190K
MHN icon
833
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$298M
– –
-350,549
Closed -$4.49M
MPA icon
834
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$144M
– –
-43,036
Closed -$562K
MQY icon
835
BlackRock MuniYield Quality Fund
MQY
$812M
– –
-91,230
Closed -$1.26M
MUE icon
836
BlackRock MuniHoldings Quality Fund II
MUE
$215M
– –
-11,138
Closed -$135K
MVT icon
837
BlackRock MuniVest Fund II
MVT
$220M
– –
-127,479
Closed -$1.65M
NKX icon
838
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$578M
– –
-439,628
Closed -$5.96M
NMCO icon
839
Nuveen Municipal Credit Opportunities Fund
NMCO
$584M
– –
-285,112
Closed -$3.85M
NNY icon
840
Nuveen New York Municipal Value Fund
NNY
$154M
– –
-37,934
Closed -$342K
NVG icon
841
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.59B
– –
-428,619
Closed -$6.34M
NXDT
842
NexPoint Diversified Real Estate Trust
NXDT
$177M
– –
-1,065,190
Closed -$16.9M
PCF
843
High Income Securities Fund
PCF
$120M
– –
-571,438
Closed -$4.53M
PFN
844
PIMCO Income Strategy Fund II
PFN
$713M
– –
-96,964
Closed -$834K
PFO
845
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$123M
– –
-10,388
Closed -$119K
PMF
846
DELISTED
PIMCO Municipal Income Fund
PMF
– –
-60,492
Closed -$725K
PML
847
PIMCO Municipal Income Fund II
PML
$494M
– –
-16,806
Closed -$193K
PMM
848
Putnam Managed Municipal Income
PMM
$258M
– –
-182,040
Closed -$1.29M
PMO
849
Putnam Municipal Opportunities Trust
PMO
$284M
– –
-23,897
Closed -$278K
PMX
850
DELISTED
PIMCO Municipal Income Fund III
PMX
– –
-62,763
Closed -$651K
32 33
34
35 36