RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.8B
1-Year Est. Return 0.34%
This Quarter Est. Return
1 Year Est. Return
-0.34%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.68B
AUM Growth
+$69.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
497
New
Increased
Reduced
Closed

Top Buys

1
+$35.7M
2
+$26.9M
3
+$20.7M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$17.6M
5
NCZ
Virtus Convertible & Income Fund II
NCZ
+$16.6M

Top Sells

1
+$53.9M
2
+$28.4M
3
+$20.7M
4
PHD
Pioneer Floating Rate Fund
PHD
+$14.7M
5
BFZ icon
BlackRock CA Municipal Income Trust
BFZ
+$14.6M

Sector Composition

1 Financials 11.18%
2 Technology 0.74%
3 Healthcare 0.69%
4 Consumer Discretionary 0.62%
5 Industrials 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
401
– –
-146,208
402
– –
-39,338
403
– –
-96,600
404
– –
-69,371
405
– –
-806,826
406
– –
-205,330
407
– –
-140,940
408
– –
-6,000
409
– –
-24,062
410
– –
-160,000
411
– –
-667
412
– –
-135,541
413
– –
-26,928
414
– –
-96,249
415
– –
-146,940
416
– –
-5,000
417
– –
-5,000
418
– –
-163,038
419
– –
-154,197
420
– –
-426
421
– –
-10,000
422
– –
-72,048
423
– –
-9,879
424
– –
-90,407
425
– –
-50,000
15 16
17
18 19