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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$445M
AUM Growth
+$22.7M
Cap. Flow
+$1.33M
Cap. Flow %
0.3%
Top 10 Hldgs %
27.73%
Holding
371
New
30
Increased
130
Reduced
136
Closed
26

Top Buys

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.74M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.65M
3
HYLD
High Yield ETF
HYLD
+$1.49M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$879K
5
DMO
Western Asset Mortgage Opportunity Fund
DMO
+$858K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.28M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$2.04M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.99M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.66M

Sector Composition

Rank Sector Weight
1 Technology 12.9%
2 Financials 6.65%
3 Industrials 5.22%
4 Consumer Discretionary 5.15%
5 Healthcare 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PX
201
DELISTED
Praxair Inc
PX
$456K 0.1%
2,840
-15
-0.5% -$2.41K
RY icon
202
Royal Bank of Canada
RY
$291B
$455K 0.1%
5,671
+2,493
+78% +$195K
ANIP icon
203
ANI Pharmaceuticals
ANIP
$1.77B
$454K 0.1%
8,034
-575
-7% -$35.2K
EMR icon
204
Emerson Electric
EMR
$82.9B
$452K 0.1%
5,904
-303
-5% -$22.4K
CRM icon
205
Salesforce
CRM
$134B
$446K 0.1%
2,805
-5
-0.2% -$742
MU icon
206
Micron Technology
MU
$1.04T
$440K 0.1%
9,721
+827
+9% +$41.7K
OUNZ icon
207
VanEck Merk Gold Trust
OUNZ
$2.51B
$432K 0.1%
36,890
+3,030
+9% +$36.1K
COLB icon
208
Columbia Banking Systems
COLB
$8.81B
$431K 0.1%
11,126
+5
+0% +$208
GEL icon
209
Genesis Energy
GEL
$1.84B
$431K 0.1%
18,140
-432
-2% -$10.2K
SO icon
210
Southern Company
SO
$110B
$431K 0.1%
9,882
+34
+0.3% +$1.57K
MO icon
211
Altria Group
MO
$122B
$423K 0.1%
7,014
-757
-10% -$44.9K
IWC icon
212
iShares Micro-Cap ETF
IWC
$1.43B
$421K 0.09%
3,961
-46
-1% -$4.93K
MQT
213
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$420K 0.09%
35,800
-8,850
-20% -$106K
SLB icon
214
SLB Ltd
SLB
$77.8B
$419K 0.09%
6,882
+1,797
+35% +$116K
RTX icon
215
RTX Corp
RTX
$287B
$414K 0.09%
4,705
-164
-3% -$13.8K
SFL icon
216
SFL Corp
SFL
$1.59B
$414K 0.09%
29,766
+91
+0.3% +$1.31K
PARA
217
DELISTED
Paramount Global Class B
PARA
$404K 0.09%
7,035
+932
+15% +$51.4K
WFC icon
218
Wells Fargo
WFC
$261B
$398K 0.09%
7,563
-6
-0.1% -$343
RIG icon
219
Transocean
RIG
$5.92B
$396K 0.09%
28,382
+1,969
+7% +$24.5K
DSL
220
DoubleLine Income Solutions Fund
DSL
$1.21B
$393K 0.09%
19,434
+124
+0.6% +$2.51K
F icon
221
Ford
F
$57.3B
$393K 0.09%
42,521
-7,395
-15% -$73.9K
FTV icon
222
Fortive
FTV
$19B
$379K 0.09%
7,133
– –
KEM
223
DELISTED
KEMET Corporation
KEM
$378K 0.09%
+20,369
New +$501K
COP icon
224
ConocoPhillips
COP
$147B
$376K 0.08%
4,864
+112
+2% +$8.08K
IQ icon
225
iQIYI
IQ
$1.18B
$375K 0.08%
+13,835
New +$412K
7 8
9
10 11

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NWAM LLC's Q3 2018 Portfolio in Review

As of Q3 2018, NWAM LLC held 371 positions worth $445M, up 5.4% from $422M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q3 2018 filing shows 30 new, 130 increased, 136 reduced and 26 closed positions. Its largest new stake was US Bancorp: 127,273 shares worth $6.72M. The largest sale was First Trust Energy AlphaDEX Fund, an estimated $2.28M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2018 buy was US Bancorp: 127,273 shares worth $6.72M.
  • NWAM LLC added most to iShares S&P Small-Cap 600 Growth ETF in Q3 2018, an estimated $1.65M increase.
  • NWAM LLC's biggest Q3 2018 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $917K.
  • NWAM LLC fully exited First Trust Energy AlphaDEX Fund in Q3 2018, selling an estimated $2.28M.
  • NWAM LLC's ten largest holdings make up 28% of its $445M portfolio in Q3 2018.
  • NWAM LLC opened 30 new positions and closed 26 in Q3 2018.
  • NWAM LLC's portfolio value rose 5.4% quarter-over-quarter to $445M.

Based on NWAM LLC's 13F filing for Q3 2018, filed 9 Oct 2018.