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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+3.4%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$422M
AUM Growth
+$26.4M
Cap. Flow
+$13.2M
Cap. Flow %
3.12%
Top 10 Hldgs %
26.31%
Holding
375
New
33
Increased
113
Reduced
144
Closed
34

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$8.71M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.4M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.18M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$2.07M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.05M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$7.89M
2
HYLD
High Yield ETF
HYLD
+$1.56M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.3M
4
CRHM
CRH Medical Corporation
CRHM
+$938K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$829K

Sector Composition

Rank Sector Weight
1 Technology 11.51%
2 Industrials 4.99%
3 Financials 4.67%
4 Consumer Discretionary 4.63%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
201
Altria Group
MO
$122B
$441K 0.1%
7,771
-852
-10% -$49.1K
VWOB icon
202
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$440K 0.1%
5,848
– –
HASI icon
203
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.9B
$437K 0.1%
22,138
-1,394
-6% -$26.4K
MNE
204
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$434K 0.1%
34,300
– –
EMR icon
205
Emerson Electric
EMR
$82.9B
$429K 0.1%
6,207
-41
-0.7% -$2.88K
IWC icon
206
iShares Micro-Cap ETF
IWC
$1.43B
$423K 0.1%
4,007
+92
+2% +$9.4K
JWN
207
DELISTED
Nordstrom
JWN
$421K 0.1%
8,129
-20
-0.2% -$992
WFC icon
208
Wells Fargo
WFC
$261B
$420K 0.1%
7,569
-306
-4% -$16.4K
OUNZ icon
209
VanEck Merk Gold Trust
OUNZ
$2.51B
$417K 0.1%
33,860
+7,168
+27% +$92.1K
MMT
210
Aberdeen Multi-Market Income Fund
MMT
$237M
$412K 0.1%
72,868
+397
+0.5% +$2.25K
AXP icon
211
American Express
AXP
$223B
$411K 0.1%
4,195
+823
+24% +$80.9K
HOME
212
DELISTED
At Home Group Inc.
HOME
$408K 0.1%
+10,430
New +$374K
GEL icon
213
Genesis Energy
GEL
$1.84B
$407K 0.1%
18,572
-1,564
-8% -$34K
FDX icon
214
FedEx
FDX
$74.5B
$403K 0.1%
1,775
-3
-0.2% -$743
HON icon
215
Honeywell
HON
$77B
$399K 0.09%
3,066
-96
-3% -$12.8K
RIO icon
216
Rio Tinto
RIO
$148B
$391K 0.09%
7,050
-37
-0.5% -$2.07K
MEOH icon
217
Methanex
MEOH
$4.32B
$387K 0.09%
+5,480
New +$367K
DSL
218
DoubleLine Income Solutions Fund
DSL
$1.21B
$386K 0.09%
19,310
-10,092
-34% -$204K
CRM icon
219
Salesforce
CRM
$134B
$383K 0.09%
2,810
– –
RTX icon
220
RTX Corp
RTX
$287B
$383K 0.09%
4,869
+148
+3% +$11.6K
VGSH icon
221
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$368K 0.09%
6,142
– –
KO icon
222
Coca-Cola
KO
$354B
$366K 0.09%
8,340
+675
+9% +$29.2K
IXUS icon
223
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$361K 0.09%
6,008
+431
+8% +$27.1K
XLF icon
224
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$361K 0.09%
13,595
+550
+4% +$15.2K
ARCC icon
225
Ares Capital
ARCC
$13.5B
$360K 0.09%
21,865
-5,542
-20% -$91.1K
7 8
9
10 11

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NWAM LLC's Q2 2018 Portfolio in Review

As of Q2 2018, NWAM LLC held 375 positions worth $422M, up 6.7% from $396M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $13.2M of net new capital in Q2 2018, opening 33 new positions and adding to 113 existing holdings. Its largest new stake was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.5% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares TIPS Bond ETF, an estimated $642K trimmed.

  • NWAM LLC's largest Q2 2018 buy was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.
  • NWAM LLC added most to Microsoft in Q2 2018, an estimated $8.71M increase.
  • NWAM LLC's biggest Q2 2018 reduction was iShares TIPS Bond ETF, cutting an estimated $642K.
  • NWAM LLC fully exited US Bancorp in Q2 2018, selling an estimated $7.89M.
  • NWAM LLC's ten largest holdings make up 26% of its $422M portfolio in Q2 2018.
  • NWAM LLC opened 33 new positions and closed 34 in Q2 2018.
  • NWAM LLC's portfolio value rose 6.7% quarter-over-quarter to $422M.

Based on NWAM LLC's 13F filing for Q2 2018, filed 16 Jul 2018.