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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+1.28%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$234M
AUM Growth
+$4.88M
Cap. Flow
+$3.42M
Cap. Flow %
1.46%
Top 10 Hldgs %
27.04%
Holding
265
New
24
Increased
109
Reduced
60
Closed
14

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.29M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$1.83M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$774K
4
BND icon
Vanguard Total Bond Market
BND
+$731K
5
XOM icon
ExxonMobil
XOM
+$691K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.18M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.03M
3
IBB icon
iShares Biotechnology ETF
IBB
+$1.42M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.25M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.18M

Sector Composition

Rank Sector Weight
1 Technology 8.11%
2 Financials 6.56%
3 Industrials 5.19%
4 Energy 4.31%
5 Real Estate 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETN icon
201
Eaton
ETN
$157B
$240K 0.1%
3,535
+274
+8% +$18.6K
TSLA icon
202
Tesla
TSLA
$1.24T
$239K 0.1%
+19,020
New +$257K
WTRG icon
203
Essential Utilities
WTRG
$11.2B
$239K 0.1%
9,054
+432
+5% +$11.5K
RIG icon
204
Transocean
RIG
$5.92B
$235K 0.1%
16,019
+1,197
+8% +$19.4K
PDP icon
205
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$234K 0.1%
5,380
+100
+2% +$4.23K
CMS icon
206
CMS Energy
CMS
$23.1B
$229K 0.1%
6,565
-904
-12% -$32.1K
GLD icon
207
SPDR Gold Trust
GLD
$131B
$223K 0.1%
+1,959
New +$229K
TEI
208
Templeton Emerging Markets Income Fund
TEI
$310M
$222K 0.09%
20,654
– –
PZE
209
DELISTED
Petrobras Argentina S A
PZE
$222K 0.09%
32,570
– –
SFL icon
210
SFL Corp
SFL
$1.59B
$221K 0.09%
14,900
+2,406
+19% +$35.7K
RTX icon
211
RTX Corp
RTX
$287B
$219K 0.09%
2,970
– –
BRK.A icon
212
Berkshire Hathaway Class A
BRK.A
$1.07T
$218K 0.09%
1
– –
FLG
213
Flagstar Bank National Association
FLG
$5.77B
$215K 0.09%
4,283
– –
CMCSK
214
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$215K 0.09%
3,840
– –
BHK icon
215
BlackRock Core Bond Trust
BHK
$642M
$214K 0.09%
15,500
– –
JHS
216
John Hancock Income Securities Trust
JHS
$126M
$214K 0.09%
14,925
– –
MLCO icon
217
Melco Resorts & Entertainment
MLCO
$2.1B
$208K 0.09%
9,695
-950
-9% -$22.7K
MU icon
218
Micron Technology
MU
$1.04T
$207K 0.09%
7,625
-940
-11% -$28.1K
C icon
219
Citigroup
C
$222B
$204K 0.09%
+3,958
New +$202K
STIP icon
220
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$203K 0.09%
2,044
– –
VGM icon
221
Invesco Trust Investment Grade Municipals
VGM
$549M
$189K 0.08%
14,070
– –
NQU
222
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$174K 0.07%
12,399
-1,850
-13% -$26.1K
NVG icon
223
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$170K 0.07%
+11,687
New +$169K
CSQ icon
224
Calamos Strategic Total Return Fund
CSQ
$3.21B
$168K 0.07%
14,900
– –
TWI icon
225
Titan International
TWI
$516M
$162K 0.07%
17,280
– –
7 8
9
10 11

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LBC
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CAM
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BGM
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NWAM LLC's Q1 2015 Portfolio in Review

As of Q1 2015, NWAM LLC held 265 positions worth $234M, up 2.1% from $229M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC's Q1 2015 filing shows 24 new, 109 increased, 60 reduced and 14 closed positions. Its largest new stake was State Street SPDR S&P MIDCAP 400 ETF Trust: 8,503 shares worth $2.36M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $2.18M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.3% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q1 2015 buy was State Street SPDR S&P MIDCAP 400 ETF Trust: 8,503 shares worth $2.36M.
  • NWAM LLC added most to iShares Russell 2000 Growth ETF in Q1 2015, an estimated $774K increase.
  • NWAM LLC's biggest Q1 2015 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $2.18M.
  • NWAM LLC fully exited iShares Biotechnology ETF in Q1 2015, selling an estimated $1.42M.
  • NWAM LLC's ten largest holdings make up 27% of its $234M portfolio in Q1 2015.
  • NWAM LLC opened 24 new positions and closed 14 in Q1 2015.
  • NWAM LLC's portfolio value rose 2.1% quarter-over-quarter to $234M.

Based on NWAM LLC's 13F filing for Q1 2015, filed 9 Sep 2016.