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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+3.78%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$502M
AUM Growth
+$38.7M
Cap. Flow
+$22.9M
Cap. Flow %
4.55%
Top 10 Hldgs %
27.02%
Holding
389
New
33
Increased
159
Reduced
119
Closed
9

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2.08M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$2.05M
3
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.95M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.55M
5
VTV icon
Vanguard Value ETF
VTV
+$1.27M

Top Sells

Rank Stock Value
1
IHI icon
iShares US Medical Devices ETF
IHI
+$1.74M
2
BND icon
Vanguard Total Bond Market
BND
+$826K
3
AAPL icon
Apple
AAPL
+$662K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$500K
5
CY
Cypress Semiconductor
CY
+$358K

Sector Composition

Rank Sector Weight
1 Technology 13.02%
2 Financials 6.05%
3 Industrials 4.74%
4 Consumer Discretionary 4.47%
5 Communication Services 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBS icon
176
Sabesp
SBS
$19.7B
$577K 0.11%
244,600
– –
MO icon
177
Altria Group
MO
$122B
$575K 0.11%
12,152
-4,060
-25% -$213K
CSX icon
178
CSX Corp
CSX
$98.6B
$574K 0.11%
22,251
– –
IYW icon
179
iShares US Technology ETF
IYW
$23.7B
$561K 0.11%
11,336
+708
+7% +$34.6K
LIN icon
180
Linde
LIN
$237B
$558K 0.11%
2,777
-29
-1% -$5.43K
CASY icon
181
Casey's General Stores
CASY
$31.9B
$557K 0.11%
3,571
– –
KEY icon
182
KeyCorp
KEY
$24.3B
$550K 0.11%
30,974
-578
-2% -$9.78K
SPY icon
183
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$550K 0.11%
+2,000
New +$576K
BMY icon
184
Bristol-Myers Squibb
BMY
$127B
$549K 0.11%
12,115
-159
-1% -$7.41K
SO icon
185
Southern Company
SO
$110B
$544K 0.11%
9,838
+1
+0% +$54
EFX icon
186
Equifax
EFX
$20.3B
$541K 0.11%
4,000
– –
BA icon
187
PUT
Boeing
BA
$165B
$540K 0.11%
+1,500
New +$547K
IXUS icon
188
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$540K 0.11%
9,212
+2,854
+45% +$166K
ACN icon
189
Accenture
ACN
$89.9B
$535K 0.11%
2,895
-8
-0.3% -$1.44K
GE icon
190
GE Aerospace
GE
$367B
$528K 0.11%
10,092
-678
-6% -$33.4K
NAD icon
191
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$524K 0.1%
37,457
+700
+2% +$9.57K
BMO icon
192
Bank of Montreal
BMO
$125B
$519K 0.1%
6,875
– –
FTF
193
Franklin Limited Duration Income Trust
FTF
$233M
$519K 0.1%
53,850
-220
-0.4% -$2.12K
PCI
194
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$514K 0.1%
21,529
+217
+1% +$5.16K
VOE icon
195
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$504K 0.1%
4,528
-172
-4% -$18.8K
ADP icon
196
Automatic Data Processing
ADP
$100B
$502K 0.1%
3,038
– –
HPI
197
John Hancock Preferred Income Fund
HPI
$428M
$493K 0.1%
21,298
– –
SRC
198
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$491K 0.1%
11,520
+4,845
+73% +$204K
BIP icon
199
Brookfield Infrastructure Partners
BIP
$18.8B
$489K 0.1%
19,135
– –
OMER icon
200
Omeros
OMER
$709M
$482K 0.1%
30,745
-1,114
-3% -$20K
6 7
8
9 10

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NWAM LLC's Q2 2019 Portfolio in Review

As of Q2 2019, NWAM LLC held 389 positions worth $502M, up 8.3% from $464M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $22.9M of net new capital in Q2 2019, opening 33 new positions and adding to 159 existing holdings. Its largest new stake was First Trust Large Cap Value AlphaDEX Fund: 39,675 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $826K trimmed.

  • NWAM LLC's largest Q2 2019 buy was First Trust Large Cap Value AlphaDEX Fund: 39,675 shares worth $2.07M.
  • NWAM LLC added most to iShares Russell 2000 ETF in Q2 2019, an estimated $2.08M increase.
  • NWAM LLC's biggest Q2 2019 reduction was Vanguard Total Bond Market, cutting an estimated $826K.
  • NWAM LLC fully exited iShares US Medical Devices ETF in Q2 2019, selling an estimated $1.74M.
  • NWAM LLC's ten largest holdings make up 27% of its $502M portfolio in Q2 2019.
  • NWAM LLC opened 33 new positions and closed 9 in Q2 2019.
  • NWAM LLC's portfolio value rose 8.3% quarter-over-quarter to $502M.

Based on NWAM LLC's 13F filing for Q2 2019, filed 18 Jul 2019.