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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+3.4%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$422M
AUM Growth
+$26.4M
Cap. Flow
+$13.2M
Cap. Flow %
3.12%
Top 10 Hldgs %
26.31%
Holding
375
New
33
Increased
113
Reduced
144
Closed
34

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$8.71M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.4M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.18M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$2.07M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.05M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$7.89M
2
HYLD
High Yield ETF
HYLD
+$1.56M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.3M
4
CRHM
CRH Medical Corporation
CRHM
+$938K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$829K

Sector Composition

Rank Sector Weight
1 Technology 11.51%
2 Industrials 4.99%
3 Financials 4.67%
4 Consumer Discretionary 4.63%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHP icon
176
Schwab US TIPS ETF
SCHP
$16.3B
$510K 0.12%
18,584
-224
-1% -$6.11K
MFA
177
MFA Financial
MFA
$929M
$508K 0.12%
16,756
– –
BRX icon
178
Brixmor Property Group
BRX
$9.95B
$502K 0.12%
28,788
+7,720
+37% +$120K
EFX icon
179
Equifax
EFX
$20.3B
$500K 0.12%
4,000
– –
PPL
180
PPL Corp
PPL
$27.3B
$498K 0.12%
+17,458
New +$483K
NRK icon
181
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$900M
$495K 0.12%
40,488
– –
LMT icon
182
Lockheed Martin
LMT
$134B
$494K 0.12%
1,674
-41
-2% -$13.2K
NTR icon
183
Nutrien
NTR
$32.7B
$494K 0.12%
9,082
+2,785
+44% +$138K
NAD icon
184
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$489K 0.12%
36,757
– –
TSLA icon
185
Tesla
TSLA
$1.24T
$489K 0.12%
21,390
-6,570
-23% -$134K
SCHF icon
186
Schwab International Equity ETF
SCHF
$65.6B
$483K 0.11%
29,202
-3,542
-11% -$60.2K
ENLC
187
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$481K 0.11%
+30,965
New +$494K
MUI
188
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$478K 0.11%
36,200
– –
ETP
189
DELISTED
Energy Transfer Partners, L.P.
ETP
$478K 0.11%
25,084
+8,482
+51% +$156K
GIS icon
190
General Mills
GIS
$19.2B
$474K 0.11%
+10,703
New +$468K
MU icon
191
Micron Technology
MU
$1.04T
$466K 0.11%
8,894
+750
+9% +$40.6K
HPI
192
John Hancock Preferred Income Fund
HPI
$428M
$464K 0.11%
21,298
– –
HYG icon
193
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$463K 0.11%
5,437
+384
+8% +$32.9K
QDF icon
194
FlexShares Quality Dividend Index Fund
QDF
$2.21B
$459K 0.11%
10,133
+7
+0.1% +$315
BA icon
195
PUT
Boeing
BA
$165B
$458K 0.11%
+15
New +$5.16K
SO icon
196
Southern Company
SO
$110B
$456K 0.11%
9,848
-31
-0.3% -$1.39K
COLB icon
197
Columbia Banking Systems
COLB
$9.02B
$455K 0.11%
11,121
+2
+0% +$85
PX
198
DELISTED
Praxair Inc
PX
$452K 0.11%
2,855
-45
-2% -$6.95K
GPP
199
DELISTED
Green Plains Partners LP
GPP
$445K 0.11%
25,969
+2,675
+11% +$46.2K
SFL icon
200
SFL Corp
SFL
$1.59B
$444K 0.11%
29,675
-1,502
-5% -$22K
6 7
8
9 10

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NWAM LLC's Q2 2018 Portfolio in Review

As of Q2 2018, NWAM LLC held 375 positions worth $422M, up 6.7% from $396M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $13.2M of net new capital in Q2 2018, opening 33 new positions and adding to 113 existing holdings. Its largest new stake was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.5% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares TIPS Bond ETF, an estimated $642K trimmed.

  • NWAM LLC's largest Q2 2018 buy was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.
  • NWAM LLC added most to Microsoft in Q2 2018, an estimated $8.71M increase.
  • NWAM LLC's biggest Q2 2018 reduction was iShares TIPS Bond ETF, cutting an estimated $642K.
  • NWAM LLC fully exited US Bancorp in Q2 2018, selling an estimated $7.89M.
  • NWAM LLC's ten largest holdings make up 26% of its $422M portfolio in Q2 2018.
  • NWAM LLC opened 33 new positions and closed 34 in Q2 2018.
  • NWAM LLC's portfolio value rose 6.7% quarter-over-quarter to $422M.

Based on NWAM LLC's 13F filing for Q2 2018, filed 16 Jul 2018.