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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+1.28%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$234M
AUM Growth
+$4.88M
Cap. Flow
+$3.42M
Cap. Flow %
1.46%
Top 10 Hldgs %
27.04%
Holding
265
New
24
Increased
109
Reduced
60
Closed
14

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.29M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$1.83M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$774K
4
BND icon
Vanguard Total Bond Market
BND
+$731K
5
XOM icon
ExxonMobil
XOM
+$691K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.18M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.03M
3
IBB icon
iShares Biotechnology ETF
IBB
+$1.42M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.25M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.18M

Sector Composition

Rank Sector Weight
1 Technology 8.11%
2 Financials 6.56%
3 Industrials 5.19%
4 Energy 4.31%
5 Real Estate 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRCM
176
DELISTED
BROADCOM CORP CL-A
BRCM
$279K 0.12%
6,450
+25
+0.4% +$1.09K
GGN
177
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$277K 0.12%
39,850
+11,300
+40% +$82.6K
SCZ icon
178
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$272K 0.12%
5,499
-57
-1% -$2.75K
KRFT
179
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$271K 0.12%
+3,115
New +$206K
SPE
180
Special Opportunities Fund
SPE
$140M
$268K 0.11%
18,182
– –
DOC icon
181
Healthpeak Properties
DOC
$15.4B
$265K 0.11%
6,725
+645
+11% +$25.9K
SO icon
182
Southern Company
SO
$110B
$265K 0.11%
+5,990
New +$285K
MDT icon
183
Medtronic
MDT
$107B
$262K 0.11%
3,357
+87
+3% +$6.59K
TSI
184
TCW Strategic Income Fund
TSI
$212M
$261K 0.11%
48,286
– –
PM icon
185
Philip Morris
PM
$301B
$260K 0.11%
3,452
+100
+3% +$8.12K
UUP icon
186
CALL
Invesco DB US Dollar Index Bullish Fund
UUP
$434M
$260K 0.11%
+10,000
New +$252K
BP icon
187
PUT
BP
BP
$113B
$259K 0.11%
+8,437
New +$276K
VNR
188
DELISTED
Vanguard Natural Resources, LLC
VNR
$257K 0.11%
18,357
+2,236
+14% +$34.8K
MQY icon
189
BlackRock MuniYield Quality Fund
MQY
$807M
$256K 0.11%
16,650
– –
CIEN icon
190
Ciena
CIEN
$55.3B
$255K 0.11%
13,189
+550
+4% +$11K
FTR
191
DELISTED
Frontier Communications Corp.
FTR
$253K 0.11%
2,395
-168
-7% -$18.6K
KYN icon
192
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$250K 0.11%
7,039
+82
+1% +$2.9K
NXPI icon
193
CALL
NXP Semiconductors
NXPI
$68B
$250K 0.11%
+2,500
New +$220K
PSX icon
194
Phillips 66
PSX
$82.9B
$249K 0.11%
3,170
+25
+0.8% +$1.83K
SCU
195
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$249K 0.11%
1,973
+195
+11% +$23.4K
STJ
196
DELISTED
St Jude Medical
STJ
$249K 0.11%
3,801
+100
+3% +$6.65K
ORCL icon
197
Oracle
ORCL
$331B
$248K 0.11%
5,736
+111
+2% +$4.81K
TXN icon
198
Texas Instruments
TXN
$255B
$248K 0.11%
+4,330
New +$243K
PCL
199
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$244K 0.1%
5,611
+411
+8% +$17.9K
EMR icon
200
Emerson Electric
EMR
$82.9B
$241K 0.1%
4,253
– –
6 7
8
9 10

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NWAM LLC's Q1 2015 Portfolio in Review

As of Q1 2015, NWAM LLC held 265 positions worth $234M, up 2.1% from $229M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC's Q1 2015 filing shows 24 new, 109 increased, 60 reduced and 14 closed positions. Its largest new stake was State Street SPDR S&P MIDCAP 400 ETF Trust: 8,503 shares worth $2.36M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $2.18M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.3% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q1 2015 buy was State Street SPDR S&P MIDCAP 400 ETF Trust: 8,503 shares worth $2.36M.
  • NWAM LLC added most to iShares Russell 2000 Growth ETF in Q1 2015, an estimated $774K increase.
  • NWAM LLC's biggest Q1 2015 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $2.18M.
  • NWAM LLC fully exited iShares Biotechnology ETF in Q1 2015, selling an estimated $1.42M.
  • NWAM LLC's ten largest holdings make up 27% of its $234M portfolio in Q1 2015.
  • NWAM LLC opened 24 new positions and closed 14 in Q1 2015.
  • NWAM LLC's portfolio value rose 2.1% quarter-over-quarter to $234M.

Based on NWAM LLC's 13F filing for Q1 2015, filed 9 Sep 2016.