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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+1.48%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$534M
AUM Growth
+$32M
Cap. Flow
+$26.4M
Cap. Flow %
4.94%
Top 10 Hldgs %
27.46%
Holding
416
New
36
Increased
184
Reduced
117
Closed
22

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.48M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.41M
3
XOM icon
ExxonMobil
XOM
+$1.79M
4
BYND icon
Beyond Meat
BYND
+$1.48M
5
ABT icon
Abbott
ABT
+$1.37M

Top Sells

Rank Stock Value
1
DVYE icon
iShares Emerging Markets Dividend ETF
DVYE
+$1.06M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.05M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$1.03M
4
TAN icon
Invesco Solar ETF
TAN
+$632K
5
OUNZ icon
VanEck Merk Gold Trust
OUNZ
+$593K

Sector Composition

Rank Sector Weight
1 Technology 14.07%
2 Financials 5.59%
3 Industrials 4.91%
4 Consumer Discretionary 4.43%
5 Healthcare 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVE icon
151
iShares S&P 500 Value ETF
IVE
$48.9B
$783K 0.15%
6,571
+1,449
+28% +$170K
NVG icon
152
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$774K 0.14%
46,249
+323
+0.7% +$5.3K
AMGN icon
153
Amgen
AMGN
$203B
$765K 0.14%
3,953
-460
-10% -$88.3K
UNH icon
154
UnitedHealth
UNH
$382B
$762K 0.14%
3,508
+203
+6% +$49K
JQC icon
155
Nuveen Credit Strategies Income Fund
JQC
$702M
$759K 0.14%
101,505
-1,275
-1% -$9.72K
EMR icon
156
Emerson Electric
EMR
$82.9B
$743K 0.14%
11,106
+5,249
+90% +$330K
SCHV
157
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$729K 0.14%
38,559
+966
+3% +$18.1K
SCHG icon
158
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$724K 0.14%
68,968
– –
EPD icon
159
Enterprise Products Partners
EPD
$83.8B
$716K 0.13%
25,064
+33
+0.1% +$961
ET icon
160
Energy Transfer Partners
ET
$70.1B
$712K 0.13%
54,414
+4,209
+8% +$58.7K
OMP
161
DELISTED
Oasis Midstream Partners LP Common Units Representing Limited Partner Interests
OMP
$708K 0.13%
44,308
+8,655
+24% +$157K
SMMV icon
162
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$287M
$707K 0.13%
20,606
+438
+2% +$14.9K
CLX icon
163
Clorox
CLX
$11.6B
$702K 0.13%
4,622
-250
-5% -$39.5K
NKE icon
164
Nike
NKE
$61.9B
$702K 0.13%
7,470
+361
+5% +$31K
IXUS icon
165
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$694K 0.13%
12,023
+2,811
+31% +$161K
PPL
166
PPL Corp
PPL
$27.3B
$691K 0.13%
21,942
+2,377
+12% +$71.8K
GIS icon
167
General Mills
GIS
$19.2B
$689K 0.13%
12,492
+11
+0.1% +$593
IBB icon
168
iShares Biotechnology ETF
IBB
$9.31B
$662K 0.12%
6,649
-1,480
-18% -$155K
NVDA icon
169
NVIDIA
NVDA
$5.01T
$655K 0.12%
150,520
-4,520
-3% -$19K
EMD
170
Western Asset Emerging Markets Debt Fund
EMD
$609M
$643K 0.12%
46,315
– –
GLD icon
171
SPDR Gold Trust
GLD
$131B
$631K 0.12%
4,544
+2,627
+137% +$365K
NLY icon
172
Annaly Capital Management
NLY
$16.9B
$616K 0.12%
17,506
-591
-3% -$21.3K
SO icon
173
Southern Company
SO
$110B
$608K 0.11%
9,851
+13
+0.1% +$754
ACN icon
174
Accenture
ACN
$89.9B
$600K 0.11%
3,120
+225
+8% +$43.5K
DD icon
175
DuPont de Nemours
DD
$18.6B
$600K 0.11%
6,704
+142
+2% +$12.5K
5 6
7
8 9

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NWAM LLC's Q3 2019 Portfolio in Review

As of Q3 2019, NWAM LLC held 416 positions worth $534M, up 6.4% from $502M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $26.4M of net new capital in Q3 2019, opening 36 new positions and adding to 184 existing holdings. Its largest new stake was Beyond Meat: 8,970 shares worth $1.33M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $1.05M trimmed.

  • NWAM LLC's largest Q3 2019 buy was Beyond Meat: 8,970 shares worth $1.33M.
  • NWAM LLC added most to Apple in Q3 2019, an estimated $2.48M increase.
  • NWAM LLC's biggest Q3 2019 reduction was iShares Russell 2000 ETF, cutting an estimated $1.05M.
  • NWAM LLC fully exited iShares Emerging Markets Dividend ETF in Q3 2019, selling an estimated $1.06M.
  • NWAM LLC's ten largest holdings make up 27% of its $534M portfolio in Q3 2019.
  • NWAM LLC opened 36 new positions and closed 22 in Q3 2019.
  • NWAM LLC's portfolio value rose 6.4% quarter-over-quarter to $534M.

Based on NWAM LLC's 13F filing for Q3 2019, filed 15 Oct 2019.