NWAM LLC’s iShares MSCI USA Small-Cap Min Vol Factor ETF SMMV Stock Holding History

NWAM LLC’s Portfolio SMMV Stock Details SMMV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-6,248	Closed	-$214K	–	543
2023 Q2	$214K	Buy	+6,248	New	+$214K	0.02%	496
2023 Q1	–	Sell	-12,486	Closed	-$432K	–	545
2022 Q4	$432K	Sell	12,486 -1,055	-8%	-$36.3K	0.04%	338
2022 Q3	$432K	Hold	13,541	–	–	0.04%	316
2022 Q2	$461K	Sell	13,541 -303	-2%	-$10.7K	0.04%	319
2022 Q1	$515K	Sell	13,844 -1,933	-12%	-$70.9K	0.04%	324
2021 Q4	$617K	Hold	15,777	–	–	0.05%	290
2021 Q3	$585K	Sell	15,777 -170	-1%	-$6.44K	0.05%	287
2021 Q2	$607K	Hold	15,947	–	–	0.06%	272
2021 Q1	$588K	Sell	15,947 -939	-6%	-$34K	0.06%	279
2020 Q4	$572K	Hold	16,886	–	–	0.07%	247
2020 Q3	$493K	Sell	16,886 -1,117	-6%	-$33.4K	0.08%	169
2020 Q2	$522K	Buy	+18,003	New	+$502K	0.07%	232
2019 Q4	$677K	Sell	19,098 -1,508	-7%	-$52.4K	0.12%	183
2019 Q3	$707K	Buy	20,606 +438	+2%	+$14.9K	0.13%	162
2019 Q2	$672K	Buy	20,168 +905	+5%	+$29.7K	0.13%	156
2019 Q1	$621K	Buy	+19,263	New	+$603K	0.13%	159

Other funds holding SMMV

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Mercer Global Advisors Denver, Colorado $80.9B AUM 26.08% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

SGI

Summit Global Investments Bountiful, Utah $1.83B AUM 22.56% 1-Year Est. Return

WMR

Wealth Management Resources Smithfield, Rhode Island $324M AUM 15.49% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

NWAM LLC's SMMV Position: Q3 2023 in Review

NWAM LLC sold out of iShares MSCI USA Small-Cap Min Vol Factor ETF (SMMV) in Q3 2023, closing a stake of 6,248 shares — an estimated $214K sold.

NWAM LLC first reported a position in SMMV in Q1 2019 and held it in 16 quarters. The position peaked at $707K in Q3 2019. 114 funds tracked by Wall St. Rank hold SMMV as of Q3 2023.

NWAM LLC reported no remaining iShares MSCI USA Small-Cap Min Vol Factor ETF position as of Q3 2023 after selling out during the quarter.
NWAM LLC sold 6,248 iShares MSCI USA Small-Cap Min Vol Factor ETF shares in Q3 2023, an estimated $214K.
NWAM LLC first reported a position in iShares MSCI USA Small-Cap Min Vol Factor ETF in Q1 2019 and held it in 16 quarters.
NWAM LLC's iShares MSCI USA Small-Cap Min Vol Factor ETF position peaked at $707K in Q3 2019.
114 funds tracked by Wall St. Rank held iShares MSCI USA Small-Cap Min Vol Factor ETF as of Q3 2023.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.