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iShares MSCI USA Small-Cap Min Vol Factor ETF

119 hedge funds and large institutions have $679M invested in iShares MSCI USA Small-Cap Min Vol Factor ETF in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 47 increasing their positions, 41 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more funds holding in top 10

Funds holding in top 10: 14 (+3)

250% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 6

15% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 41

13% more funds holding

Funds holding: 105119 (+14)

11% more capital invested

Capital invested by funds: $612M → $679M (+$66.7M)

0.89% more ownership

Funds ownership: 75.1%75.99% (+0.89%)

Holders
119
Holders Change
+14
Holders Change %
+13.33%
% of All Funds
2.11%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.07%
New
21
Increased
47
Reduced
41
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$324M +$742K +23,363 +0.2%
Bank of America
2
Bank of America
North Carolina
$63.4M -$16.9M -533,756 -22%
HSA
3
HBK Sorce Advisory
Pennsylvania
$27.2M +$4.43M +139,619 +21%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$23.9M -$6.91M -217,713 -24%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$16.7M +$2.84M +89,510 +22%
LS
6
Leelyn Smith
Illinois
$13.8M -$2.42M -76,173 -18%
Mercer Global Advisors
7
Mercer Global Advisors
Colorado
$12.9M +$3.09M +97,427 +35%
LPL Financial
8
LPL Financial
California
$12.8M -$320K -10,071 -3%
KAS
9
Kestra Advisory Services
Texas
$9.93M -$6.19M -194,866 -40%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$9.34M -$5.24M -164,933 -37%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$8.99M +$4.13M +130,060 +96%
CCFM
12
Clear Creek Financial Management
Washington
$8.89M +$8.33M +262,339 New
UWM
13
USAdvisors Wealth Management
Minnesota
$8.78M +$548K +17,253 +7%
TWP
14
Tower Wealth Partners
Pennsylvania
$7.79M +$7.3M +229,890 New
MML Investors Services
15
MML Investors Services
Massachusetts
$6.59M +$49.5K +1,559 +0.8%
Ameriprise
16
Ameriprise
Minnesota
$5.42M +$1.64M +51,653 +48%
Osaic Holdings
17
Osaic Holdings
Arizona
$5.39M -$5.75M -181,284 -53%
SPIA
18
Steward Partners Investment Advisory
New York
$5.04M +$90.9K +2,864 +2%
BWM
19
Brickley Wealth Management
California
$4.76M +$131K +4,136 +3%
UBS Group
20
UBS Group
Switzerland
$4.46M +$74.4K +2,344 +2%
CWM
21
Cornerstone Wealth Management
Missouri
$4.11M +$1.45M +45,814 +61%
WFA
22
Wade Financial Advisory
California
$3.82M +$490K +15,451 +16%
KPWS
23
Kestra Private Wealth Services
Texas
$3.67M +$37K +1,166 +1%
Creative Planning
24
Creative Planning
Kansas
$3.64M -$107K -3,375 -3%
RCAG
25
Rehmann Capital Advisory Group
Michigan
$3.52M -$48.2K -1,520 -1%

SMMV Hedge Fund Activity: Q4 2020 in Review

119 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in iShares MSCI USA Small-Cap Min Vol Factor ETF (SMMV) for Q4 2020, worth a combined $679M — up 11% from $612M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new SMMV positions and 6 closed out — a net gain of 15 holders — while 47 added to existing stakes and 41 trimmed.

The largest buyer was Clear Creek Financial Management, opening a new position worth an estimated $8.33M. The largest seller was Bank of America, cutting an estimated $16.9M.

  • 119 institutional investors held iShares MSCI USA Small-Cap Min Vol Factor ETF (SMMV) as of Q4 2020, up from 105 in Q3 2020.
  • Funds reported $679M of iShares MSCI USA Small-Cap Min Vol Factor ETF stock for Q4 2020, up 11% quarter-over-quarter.
  • 21 funds opened new iShares MSCI USA Small-Cap Min Vol Factor ETF positions in Q4 2020 and 6 closed out, a net change of +15 holders.
  • The largest iShares MSCI USA Small-Cap Min Vol Factor ETF buyer in Q4 2020 was Clear Creek Financial Management, an estimated $8.33M added.
  • The largest iShares MSCI USA Small-Cap Min Vol Factor ETF seller in Q4 2020 was Bank of America, an estimated $16.9M sold.

Based on aggregated 13F filings for Q4 2020.