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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-11.84%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$389M
AUM Growth
-$55.6M
Cap. Flow
+$970K
Cap. Flow %
0.25%
Top 10 Hldgs %
26.46%
Holding
371
New
26
Increased
114
Reduced
145
Closed
45

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.54M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.53M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$1.53M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.49M
5
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$1.09M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.28M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.13M
3
CLF icon
Cleveland-Cliffs
CLF
+$689K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$585K
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$575K

Sector Composition

Rank Sector Weight
1 Technology 12.3%
2 Financials 6.58%
3 Industrials 4.94%
4 Consumer Discretionary 4.79%
5 Healthcare 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HON icon
151
Honeywell
HON
$77.1B
$586K 0.15%
4,708
+1,439
+44% +$196K
SCHG icon
152
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$579K 0.15%
67,232
+41,680
+163% +$388K
ORCL icon
153
Oracle
ORCL
$331B
$546K 0.14%
12,089
+543
+5% +$26K
GIS icon
154
General Mills
GIS
$19.2B
$544K 0.14%
13,968
+543
+4% +$22.9K
IEMG icon
155
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$539K 0.14%
11,425
+1,157
+11% +$55.9K
IXJ icon
156
iShares Global Healthcare ETF
IXJ
$4.11B
$539K 0.14%
9,510
-242
-2% -$14.5K
QCOM icon
157
Qualcomm
QCOM
$176B
$538K 0.14%
9,459
-100
-1% -$6.07K
USA icon
158
Liberty All-Star Equity Fund
USA
$1.75B
$538K 0.14%
99,991
-8,637
-8% -$51.3K
PPL
159
PPL Corp
PPL
$27.3B
$527K 0.14%
18,619
+396
+2% +$12K
NKE icon
160
Nike
NKE
$61.9B
$497K 0.13%
6,706
-39
-0.6% -$2.92K
KOL
161
DELISTED
VanEck Vectors Coal ETF
KOL
$491K 0.13%
3,906
-229
-6% -$33.2K
FTF
162
Franklin Limited Duration Income Trust
FTF
$233M
$488K 0.13%
54,070
-4,844
-8% -$45.5K
CSX icon
163
CSX Corp
CSX
$98.6B
$482K 0.12%
23,286
+10,800
+86% +$248K
BMO icon
164
Bank of Montreal
BMO
$125B
$479K 0.12%
7,325
– –
ETN icon
165
Eaton
ETN
$157B
$478K 0.12%
6,969
-85
-1% -$6.36K
BRX icon
166
Brixmor Property Group
BRX
$9.95B
$474K 0.12%
32,234
+1,503
+5% +$23.7K
OUNZ icon
167
VanEck Merk Gold Trust
OUNZ
$2.51B
$472K 0.12%
37,515
+625
+2% +$7.54K
VWOB icon
168
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$472K 0.12%
6,331
-717
-10% -$53.4K
TDAY
169
USA Today Co
TDAY
$1.23B
$471K 0.12%
40,682
– –
TEVA icon
170
Teva Pharmaceuticals
TEVA
$35.9B
$464K 0.12%
30,083
+915
+3% +$18.8K
ANH
171
DELISTED
Anworth Mortgage Asset Corporation
ANH
$462K 0.12%
114,445
– –
NAD icon
172
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$461K 0.12%
36,757
– –
CASY icon
173
Casey's General Stores
CASY
$31.9B
$457K 0.12%
+3,570
New +$454K
VOE icon
174
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$457K 0.12%
4,797
-1,403
-23% -$147K
PCI
175
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$457K 0.12%
21,695
+1,202
+6% +$27.1K
5 6
7
8 9

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NWAM LLC's Q4 2018 Portfolio in Review

As of Q4 2018, NWAM LLC held 371 positions worth $389M, down 13% from $445M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC's Q4 2018 filing shows 26 new, 114 increased, 145 reduced and 45 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M. The largest sale was Amazon, an estimated $1.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q4 2018 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M.
  • NWAM LLC added most to Vanguard FTSE Developed Markets ETF in Q4 2018, an estimated $1.49M increase.
  • NWAM LLC's biggest Q4 2018 reduction was Amazon, cutting an estimated $1.28M.
  • NWAM LLC fully exited Cleveland-Cliffs in Q4 2018, selling an estimated $689K.
  • NWAM LLC's ten largest holdings make up 26% of its $389M portfolio in Q4 2018.
  • NWAM LLC opened 26 new positions and closed 45 in Q4 2018.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $389M.

Based on NWAM LLC's 13F filing for Q4 2018, filed 30 Jan 2019.