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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$445M
AUM Growth
+$22.7M
Cap. Flow
+$1.33M
Cap. Flow %
0.3%
Top 10 Hldgs %
27.73%
Holding
371
New
30
Increased
130
Reduced
136
Closed
26

Top Buys

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.74M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.65M
3
HYLD
High Yield ETF
HYLD
+$1.49M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$879K
5
DMO
Western Asset Mortgage Opportunity Fund
DMO
+$858K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.28M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$2.04M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.99M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.66M

Sector Composition

Rank Sector Weight
1 Technology 12.9%
2 Financials 6.65%
3 Industrials 5.22%
4 Consumer Discretionary 5.15%
5 Healthcare 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDAY
151
USA Today Co
TDAY
$1.24B
$638K 0.14%
+40,682
New +$682K
SLYV icon
152
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$637K 0.14%
9,330
+448
+5% +$31K
NFLX icon
153
Netflix
NFLX
$285B
$629K 0.14%
16,800
-12,830
-43% -$466K
TEVA icon
154
Teva Pharmaceuticals
TEVA
$36.1B
$628K 0.14%
29,168
-875
-3% -$20.3K
IXJ icon
155
iShares Global Healthcare ETF
IXJ
$4.03B
$614K 0.14%
9,752
-46
-0.5% -$2.78K
ETN icon
156
Eaton
ETN
$156B
$612K 0.14%
7,054
+48
+0.7% +$3.93K
BMO icon
157
Bank of Montreal
BMO
$125B
$605K 0.14%
7,325
– –
ISCV icon
158
iShares Morningstar Small-Cap Value ETF
ISCV
$684M
$603K 0.14%
11,757
-762
-6% -$39.6K
FTF
159
Franklin Limited Duration Income Trust
FTF
$237M
$600K 0.13%
58,914
– –
GE icon
160
GE Aerospace
GE
$354B
$595K 0.13%
11,001
-1,242
-10% -$76.6K
ORCL icon
161
Oracle
ORCL
$350B
$595K 0.13%
11,546
-58
-0.5% -$2.82K
O icon
162
Realty Income
O
$60.8B
$593K 0.13%
10,758
+460
+4% +$25.3K
KEY icon
163
KeyCorp
KEY
$25.2B
$592K 0.13%
29,740
+4
+0% +$83
ENLC
164
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$585K 0.13%
31,365
+400
+1% +$6.67K
GGN
165
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$745M
$583K 0.13%
124,164
+2,577
+2% +$12.7K
VSS icon
166
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$578K 0.13%
5,154
+168
+3% +$19.2K
C icon
167
Citigroup
C
$216B
$577K 0.13%
8,049
-445
-5% -$31.5K
GIS icon
168
General Mills
GIS
$20.1B
$576K 0.13%
13,425
+2,722
+25% +$123K
GCC icon
169
WisdomTree Enhanced Commodity Strategy Fund
GCC
$269M
$574K 0.13%
31,823
+553
+2% +$10K
NKE icon
170
Nike
NKE
$64.5B
$571K 0.13%
6,745
-243
-3% -$19.5K
LMT icon
171
Lockheed Martin
LMT
$117B
$553K 0.12%
1,599
-75
-4% -$24.2K
PYPL icon
172
PayPal
PYPL
$50.1B
$544K 0.12%
+6,188
New +$545K
BRX icon
173
Brixmor Property Group
BRX
$9.95B
$538K 0.12%
30,731
+1,943
+7% +$34.3K
VWOB icon
174
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.2B
$534K 0.12%
7,048
+1,200
+21% +$90.7K
PPL
175
PPL Corp
PPL
$26.7B
$533K 0.12%
18,223
+765
+4% +$22.4K
5 6
7
8 9

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NWAM LLC's Q3 2018 Portfolio in Review

As of Q3 2018, NWAM LLC held 371 positions worth $445M, up 5.4% from $422M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q3 2018 filing shows 30 new, 130 increased, 136 reduced and 26 closed positions. Its largest new stake was US Bancorp: 127,273 shares worth $6.72M. The largest sale was First Trust Energy AlphaDEX Fund, an estimated $2.28M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2018 buy was US Bancorp: 127,273 shares worth $6.72M.
  • NWAM LLC added most to iShares S&P Small-Cap 600 Growth ETF in Q3 2018, an estimated $1.65M increase.
  • NWAM LLC's biggest Q3 2018 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $917K.
  • NWAM LLC fully exited First Trust Energy AlphaDEX Fund in Q3 2018, selling an estimated $2.28M.
  • NWAM LLC's ten largest holdings make up 28% of its $445M portfolio in Q3 2018.
  • NWAM LLC opened 30 new positions and closed 26 in Q3 2018.
  • NWAM LLC's portfolio value rose 5.4% quarter-over-quarter to $445M.

Based on NWAM LLC's 13F filing for Q3 2018, filed 9 Oct 2018.