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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-1.02%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$239M
AUM Growth
+$5.16M
Cap. Flow
+$9.72M
Cap. Flow %
4.07%
Top 10 Hldgs %
28.82%
Holding
290
New
39
Increased
141
Reduced
63
Closed
41

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$4.12M
2
AAPL icon
Apple
AAPL
+$3.85M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.27M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.59M
5
VUG icon
Vanguard Growth ETF
VUG
+$2.07M

Top Sells

Rank Stock Value
1
RITM icon
Rithm Capital
RITM
+$4.71M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.44M
3
DVY icon
iShares Select Dividend ETF
DVY
+$2.43M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.36M
5
DRA
Diversified Real Asset Income Fd
DRA
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 9.79%
2 Financials 5.85%
3 Industrials 5.6%
4 Energy 4.26%
5 Consumer Discretionary 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUMN icon
151
Lumen
LUMN
$6.4B
$359K 0.15%
+12,000
New +$409K
PM icon
152
Philip Morris
PM
$300B
$356K 0.15%
4,000
+548
+16% +$45.1K
ARCC icon
153
Ares Capital
ARCC
$13.5B
$354K 0.15%
22,000
+648
+3% +$10.8K
GGB icon
154
Gerdau
GGB
$9.13B
$353K 0.15%
185,220
+17,757
+11% +$42.8K
SOR
155
Source Capital
SOR
$374M
$350K 0.15%
5,000
+185
+4% +$13.6K
VGSH icon
156
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$350K 0.15%
6,000
+280
+5% +$17.1K
VCSH icon
157
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$346K 0.14%
4,000
-346
-8% -$27.7K
AFL icon
158
Aflac
AFL
$63.2B
$342K 0.14%
10,000
+1,070
+12% +$33.9K
DMO
159
Western Asset Mortgage Opportunity Fund
DMO
$121M
$342K 0.14%
14,000
-274
-2% -$6.69K
EVG
160
Eaton Vance Short Duration Diversified Income Fund
EVG
$145M
$329K 0.14%
24,000
+1,505
+7% +$21.8K
BRCM
161
DELISTED
BROADCOM CORP CL-A
BRCM
$324K 0.14%
6,000
-450
-7% -$21.9K
VTI icon
162
Vanguard Total Stock Market ETF
VTI
$659B
$323K 0.14%
+6,000
New +$655K
CVC
163
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$312K 0.13%
13,000
-2,890
-18% -$62.7K
PDP icon
164
Invesco Dorsey Wright Momentum ETF
PDP
$1.48B
$311K 0.13%
7,000
+1,620
+30% +$70.3K
IWP icon
165
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$308K 0.13%
6,000
-354
-6% -$17.5K
GLD icon
166
SPDR Gold Trust
GLD
$129B
$305K 0.13%
3,000
+1,041
+53% +$119K
TEI
167
Templeton Emerging Markets Income Fund
TEI
$320M
$303K 0.13%
28,000
+7,346
+36% +$81K
WFC icon
168
Wells Fargo
WFC
$262B
$301K 0.13%
+5,000
New +$279K
SCZ icon
169
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$300K 0.13%
6,000
+501
+9% +$26.1K
BKD icon
170
Brookdale Senior Living
BKD
$3.54B
$297K 0.12%
9,000
+450
+5% +$16.6K
VO icon
171
Vanguard Mid-Cap ETF
VO
$105B
$284K 0.12%
8,000
-500
-6% -$16.2K
DBGR
172
DELISTED
Xtrackers MSCI Germany Hedged Equity ETF
DBGR
$284K 0.12%
+11,000
New +$304K
STJ
173
DELISTED
St Jude Medical
STJ
$282K 0.12%
4,000
+199
+5% +$14.4K
SDY icon
174
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$280K 0.12%
+4,000
New +$313K
SFL icon
175
SFL Corp
SFL
$1.5B
$279K 0.12%
17,000
+2,100
+14% +$33.6K
5 6
7
8 9

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PAIM
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RIA
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NWAM LLC's Q2 2015 Portfolio in Review

As of Q2 2015, NWAM LLC held 290 positions worth $239M, up 2.2% from $234M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $9.72M of net new capital in Q2 2015, opening 39 new positions and adding to 141 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 33,000 shares worth $4.16M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 8.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.43M trimmed.

  • NWAM LLC's largest Q2 2015 buy was iShares Russell 2000 ETF: 33,000 shares worth $4.16M.
  • NWAM LLC added most to Apple in Q2 2015, an estimated $3.85M increase.
  • NWAM LLC's biggest Q2 2015 reduction was iShares Select Dividend ETF, cutting an estimated $2.43M.
  • NWAM LLC fully exited Rithm Capital in Q2 2015, selling an estimated $4.71M.
  • NWAM LLC's ten largest holdings make up 29% of its $239M portfolio in Q2 2015.
  • NWAM LLC opened 39 new positions and closed 41 in Q2 2015.
  • NWAM LLC's portfolio value rose 2.2% quarter-over-quarter to $239M.

Based on NWAM LLC's 13F filing for Q2 2015, filed 15 Oct 2015.