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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+1.28%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$234M
AUM Growth
+$4.88M
Cap. Flow
+$3.42M
Cap. Flow %
1.46%
Top 10 Hldgs %
27.04%
Holding
265
New
24
Increased
109
Reduced
60
Closed
14

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.29M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$1.83M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$774K
4
BND icon
Vanguard Total Bond Market
BND
+$731K
5
XOM icon
ExxonMobil
XOM
+$691K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.18M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.03M
3
IBB icon
iShares Biotechnology ETF
IBB
+$1.42M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.25M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.18M

Sector Composition

Rank Sector Weight
1 Technology 8.11%
2 Financials 6.56%
3 Industrials 5.19%
4 Energy 4.31%
5 Real Estate 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
151
Vanguard Mid-Cap Growth ETF
VOT
$19B
$369K 0.16%
+3,415
New +$356K
ARCC icon
152
Ares Capital
ARCC
$13.5B
$367K 0.16%
21,352
+1,248
+6% +$20.8K
HMLP
153
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$362K 0.15%
+16,686
New +$362K
SOR
154
Source Capital
SOR
$369M
$353K 0.15%
4,815
– –
VCSH icon
155
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$349K 0.15%
4,346
-2,900
-40% -$232K
VGSH icon
156
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$349K 0.15%
5,720
-3,804
-40% -$232K
DMO
157
Western Asset Mortgage Opportunity Fund
DMO
$119M
$343K 0.15%
14,274
– –
IWN icon
158
iShares Russell 2000 Value ETF
IWN
$14.4B
$341K 0.15%
3,300
-10,645
-76% -$1.07M
NKE icon
159
Nike
NKE
$61.9B
$337K 0.14%
6,714
+54
+0.8% +$2.58K
PARA
160
DELISTED
Paramount Global Class B
PARA
$336K 0.14%
5,536
+996
+22% +$58.2K
AXP icon
161
American Express
AXP
$223B
$328K 0.14%
4,199
-152
-3% -$12.6K
EQNR icon
162
Equinor
EQNR
$95.9B
$327K 0.14%
18,580
+400
+2% +$7.13K
EVG
163
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$326K 0.14%
22,495
+3,609
+19% +$51.8K
BKD icon
164
Brookdale Senior Living
BKD
$3.62B
$323K 0.14%
8,550
– –
COLB icon
165
Columbia Banking Systems
COLB
$8.81B
$320K 0.14%
11,059
– –
IWP icon
166
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$311K 0.13%
6,354
+300
+5% +$14.3K
TWX
167
DELISTED
Time Warner Inc
TWX
$307K 0.13%
3,639
+969
+36% +$80.5K
TRQ
168
DELISTED
Turquoise Hill Resources Ltd
TRQ
$304K 0.13%
9,744
-200
-2% -$6.03K
PTY icon
169
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$300K 0.13%
19,000
+100
+0.5% +$1.63K
GSK icon
170
GSK
GSK
$103B
$297K 0.13%
5,146
-7
-0.1% -$401
BMO icon
171
Bank of Montreal
BMO
$125B
$291K 0.12%
4,847
+287
+6% +$17.8K
CVC
172
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$291K 0.12%
15,890
-2,308
-13% -$44.2K
AFL icon
173
Aflac
AFL
$63.9B
$286K 0.12%
8,930
-76
-0.8% -$2.32K
NMFC icon
174
New Mountain Finance
NMFC
$646M
$282K 0.12%
19,300
-6,400
-25% -$93.9K
VO icon
175
Vanguard Mid-Cap ETF
VO
$106B
$282K 0.12%
+8,500
New +$267K
5 6
7
8 9

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NWAM LLC's Q1 2015 Portfolio in Review

As of Q1 2015, NWAM LLC held 265 positions worth $234M, up 2.1% from $229M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC's Q1 2015 filing shows 24 new, 109 increased, 60 reduced and 14 closed positions. Its largest new stake was State Street SPDR S&P MIDCAP 400 ETF Trust: 8,503 shares worth $2.36M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $2.18M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.3% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q1 2015 buy was State Street SPDR S&P MIDCAP 400 ETF Trust: 8,503 shares worth $2.36M.
  • NWAM LLC added most to iShares Russell 2000 Growth ETF in Q1 2015, an estimated $774K increase.
  • NWAM LLC's biggest Q1 2015 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $2.18M.
  • NWAM LLC fully exited iShares Biotechnology ETF in Q1 2015, selling an estimated $1.42M.
  • NWAM LLC's ten largest holdings make up 27% of its $234M portfolio in Q1 2015.
  • NWAM LLC opened 24 new positions and closed 14 in Q1 2015.
  • NWAM LLC's portfolio value rose 2.1% quarter-over-quarter to $234M.

Based on NWAM LLC's 13F filing for Q1 2015, filed 9 Sep 2016.