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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.26B
AUM Growth
+$162M
Cap. Flow
+$80.8M
Cap. Flow %
6.38%
Top 10 Hldgs %
30.1%
Holding
539
New
46
Increased
268
Reduced
160
Closed
34

Top Buys

Rank Stock Value
1
NEUE
NeueHealth
NEUE
+$7.74M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.59M
3
MSFT icon
Microsoft
MSFT
+$4.26M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$4.15M
5
ANET icon
Arista Networks
ANET
+$4.02M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$13.1M
2
PYPL icon
PayPal
PYPL
+$3.9M
3
SE icon
Sea Limited
SE
+$3.45M
4
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$2.89M
5
OIH icon
VanEck Oil Services ETF
OIH
+$2.45M

Sector Composition

Rank Sector Weight
1 Technology 18.66%
2 Healthcare 5.11%
3 Consumer Discretionary 4.5%
4 Financials 4.35%
5 Industrials 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHI icon
126
iShares US Medical Devices ETF
IHI
$3.02B
$2.33M 0.18%
35,301
+19,160
+119% +$1.23M
EEM icon
127
iShares MSCI Emerging Markets ETF
EEM
$28B
$2.32M 0.18%
47,480
-1,464
-3% -$73.7K
TMO icon
128
Thermo Fisher Scientific
TMO
$211B
$2.29M 0.18%
3,439
+631
+22% +$394K
KRE icon
129
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$2.29M 0.18%
32,330
-263
-0.8% -$18.8K
NARI
130
DELISTED
Inari Medical, Inc. Common Stock
NARI
$2.29M 0.18%
25,100
-6
-0% -$514
EFA icon
131
iShares MSCI EAFE ETF
EFA
$76.4B
$2.29M 0.18%
29,041
+3,091
+12% +$245K
VSS icon
132
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$2.29M 0.18%
17,057
-325
-2% -$44K
ESGE icon
133
iShares ESG Aware MSCI EM ETF
ESGE
$6.51B
$2.28M 0.18%
57,425
-7,960
-12% -$328K
HYG icon
134
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$2.23M 0.18%
25,652
+3,692
+17% +$320K
SHOP icon
135
Shopify
SHOP
$148B
$2.21M 0.17%
16,010
-6,350
-28% -$928K
LH icon
136
Labcorp
LH
$24.3B
$2.17M 0.17%
8,054
+93
+1% +$23K
VYMI icon
137
Vanguard International High Dividend Yield ETF
VYMI
$20.2B
$2.17M 0.17%
32,332
-491
-1% -$33K
MUB icon
138
iShares National Muni Bond ETF
MUB
$45.1B
$2.16M 0.17%
18,590
+3,037
+20% +$353K
UNP icon
139
Union Pacific
UNP
$183B
$2.16M 0.17%
8,583
+283
+3% +$67K
ABBV icon
140
AbbVie
ABBV
$458B
$2.15M 0.17%
15,850
+2,647
+20% +$313K
XLF icon
141
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$2.1M 0.17%
53,752
-24,422
-31% -$960K
DE icon
142
Deere & Co
DE
$170B
$2.06M 0.16%
6,019
+3,150
+110% +$1.1M
XRT icon
143
State Street SPDR S&P Retail ETF
XRT
$365M
$2.03M 0.16%
22,473
-591
-3% -$55.7K
DIA icon
144
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$2.03M 0.16%
5,581
+521
+10% +$185K
SMH icon
145
VanEck Semiconductor ETF
SMH
$67.6B
$2.03M 0.16%
13,138
-1,754
-12% -$254K
VZ icon
146
Verizon
VZ
$194B
$2.03M 0.16%
39,021
+2,972
+8% +$155K
MDY icon
147
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$2M 0.16%
3,870
+31
+0.8% +$15.8K
V icon
148
Visa
V
$677B
$2M 0.16%
9,227
+2,680
+41% +$575K
MINT icon
149
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.95M 0.15%
19,210
-873
-4% -$88.8K
U icon
150
Unity
U
$12.5B
$1.94M 0.15%
13,597
+4,597
+51% +$702K
4 5
6
7 8

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NWAM LLC's Q4 2021 Portfolio in Review

As of Q4 2021, NWAM LLC held 539 positions worth $1.26B, up 15% from $1.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $80.8M of net new capital in Q4 2021, opening 46 new positions and adding to 268 existing holdings. Its largest new stake was NeueHealth: 16,774 shares worth $4.62M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $13.1M trimmed.

  • NWAM LLC's largest Q4 2021 buy was NeueHealth: 16,774 shares worth $4.62M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $6.59M increase.
  • NWAM LLC's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $13.1M.
  • NWAM LLC fully exited Quadratic Interest Rate Volatility and Inflation Hedge ETF in Q4 2021, selling an estimated $1.2M.
  • NWAM LLC's ten largest holdings make up 30% of its $1.26B portfolio in Q4 2021.
  • NWAM LLC opened 46 new positions and closed 34 in Q4 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1.26B.

Based on NWAM LLC's 13F filing for Q4 2021, filed 10 Feb 2022.