NWAM LLC’s PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-9,380	Closed	-$939K	–	568
2023 Q3	$939K	Sell	9,380 -5,162	-35%	-$515K	0.1%	199
2023 Q2	$1.45M	Buy	+14,542	New	+$1.44M	0.12%	171
2023 Q1	–	Sell	-17,845	Closed	-$1.76M	–	522
2022 Q4	$1.76M	Buy	17,845 +714	+4%	+$70.4K	0.16%	142
2022 Q3	$1.69M	Sell	17,131 -6,325	-27%	-$627K	0.16%	131
2022 Q2	$2.32M	Buy	23,456 +6,275	+37%	+$625K	0.21%	100
2022 Q1	$1.72M	Sell	17,181 -2,029	-11%	-$205K	0.13%	156
2021 Q4	$1.95M	Sell	19,210 -873	-4%	-$88.8K	0.15%	149
2021 Q3	$2.05M	Sell	20,083 -599	-3%	-$61.1K	0.19%	121
2021 Q2	$2.11M	Sell	20,682 -1,008	-5%	-$103K	0.2%	121
2021 Q1	$2.21M	Sell	21,690 -1,566	-7%	-$160K	0.22%	115
2020 Q4	$2.37M	Hold	23,256	–	–	0.27%	90
2020 Q3	$2.37M	Buy	23,256 +27	+0.1%	+$2.75K	0.39%	73
2020 Q2	$2.36M	Buy	23,229 +256	+1%	+$25.8K	0.33%	80
2020 Q1	$2.27K	Buy	+22,973	New	+$2.32M	0.06%	83