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NWAM LLC Portfolio holdings

AUM $1.23B
1-Year Return 22.34%
This Quarter Return
+10.02%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$603M
AUM Growth
-$111M
Cap. Flow
-$161M
Cap. Flow %
-26.65%
Top 10 Hldgs %
33.62%
Holding
443
New
23
Increased
70
Reduced
122
Closed
198

Top Buys

1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$4.01M
2
SHOP icon
Shopify
SHOP
$3.72M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$3.37M
4
MOS icon
The Mosaic Company
MOS
$3.11M
5
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
$2.78M

Top Sells

1
AAPL icon
Apple
AAPL
$27.1M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$7.62M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
$5.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$4.56M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
$3.63M

Sector Composition

1 Technology 19.02%
2 Consumer Discretionary 6.05%
3 Industrials 4.86%
4 Financials 4.13%
5 Healthcare 3.77%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HYLD
126
DELISTED
High Yield ETF
HYLD
$1.01M 0.17%
33,521
-751
-2% -$22.6K
NEA icon
127
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.32B
$963K 0.16%
67,147
– –
FAX
128
abrdn Asia-Pacific Income Fund
FAX
$678M
$957K 0.16%
39,991
+725
+2% +$17.4K
VPL icon
129
Vanguard FTSE Pacific ETF
VPL
$7.79B
$938K 0.15%
13,787
-250
-2% -$17K
COMT icon
130
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$645M
$937K 0.15%
37,513
-2,909
-7% -$72.7K
SCHV icon
131
Schwab US Large-Cap Value ETF
SCHV
$13.2B
$873K 0.14%
50,199
-3,420
-6% -$59.5K
HPS
132
John Hancock Preferred Income Fund III
HPS
$481M
$868K 0.14%
54,326
-5,250
-9% -$83.9K
CSCO icon
133
Cisco
CSCO
$264B
$864K 0.14%
21,930
-39,808
-64% -$1.57M
AWF
134
AllianceBernstein Global High Income Fund
AWF
$974M
$851K 0.14%
80,957
+2,449
+3% +$25.7K
VWOB icon
135
Vanguard Emerging Markets Government Bond ETF
VWOB
$4.58B
$834K 0.14%
10,574
– –
ORCL icon
136
Oracle
ORCL
$654B
$827K 0.14%
13,845
-3,154
-19% -$188K
GILD icon
137
Gilead Sciences
GILD
$143B
$825K 0.14%
13,063
-4,382
-25% -$277K
CCL icon
138
Carnival Corp
CCL
$42.8B
$806K 0.13%
53,095
+11,120
+26% +$169K
SCHF icon
139
Schwab International Equity ETF
SCHF
$50.5B
$799K 0.13%
50,876
– –
CNX icon
140
CNX Resources
CNX
$4.18B
$786K 0.13%
+83,245
New +$786K
FLIR
141
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$785K 0.13%
21,910
-14,969
-41% -$536K
BKK
142
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$776K 0.13%
51,612
-3,175
-6% -$47.7K
HASI icon
143
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$3.51B
$757K 0.12%
17,908
-262
-1% -$11.1K
PHB icon
144
Invesco Fundamental High Yield Corporate Bond ETF
PHB
$354M
$735K 0.12%
39,638
+1
+0% +$19
BMY icon
145
Bristol-Myers Squibb
BMY
$96B
$732K 0.12%
12,138
-1,167
-9% -$70.4K
XPH icon
146
SPDR S&P Pharmaceuticals ETF
XPH
$189M
$718K 0.12%
16,516
+1,165
+8% +$50.6K
PCN
147
PIMCO Corporate & Income Strategy Fund
PCN
$839M
$713K 0.12%
45,689
+667
+1% +$10.4K
ETRN
148
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$708K 0.12%
83,674
-756
-0.9% -$6.4K
GGN
149
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$749M
$693K 0.11%
203,217
-5,349
-3% -$18.2K
VXUS icon
150
Vanguard Total International Stock ETF
VXUS
$102B
$666K 0.11%
12,771
+175
+1% +$9.13K
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