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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.28%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$234M
AUM Growth
+$4.88M
Cap. Flow
+$3.42M
Cap. Flow %
1.46%
Top 10 Hldgs %
27.04%
Holding
265
New
24
Increased
109
Reduced
60
Closed
14

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.29M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$1.83M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$774K
4
BND icon
Vanguard Total Bond Market
BND
+$731K
5
XOM icon
ExxonMobil
XOM
+$691K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.18M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.03M
3
IBB icon
iShares Biotechnology ETF
IBB
+$1.42M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.25M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.18M

Sector Composition

Rank Sector Weight
1 Technology 8.11%
2 Financials 6.56%
3 Industrials 5.19%
4 Energy 4.31%
5 Real Estate 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNK icon
126
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.28B
$457K 0.2%
3,884
+667
+21% +$78.2K
O icon
127
Realty Income
O
$60.8B
$455K 0.19%
9,107
-42
-0.5% -$2.1K
IXJ icon
128
iShares Global Healthcare ETF
IXJ
$4.03B
$453K 0.19%
8,398
+2,584
+44% +$135K
VBR icon
129
Vanguard Small-Cap Value ETF
VBR
$36.8B
$453K 0.19%
4,138
+529
+15% +$56.2K
PFX icon
130
PhenixFIN
PFX
$83.9M
$448K 0.19%
2,448
-572
-19% -$106K
ABT icon
131
Abbott
ABT
$177B
$445K 0.19%
9,599
+70
+0.7% +$3.21K
DD
132
DELISTED
Du Pont De Nemours E I
DD
$445K 0.19%
6,555
-95
-1% -$6.78K
BIDU icon
133
Baidu
BIDU
$37.4B
$428K 0.18%
2,054
+85
+4% +$18.2K
IYM icon
134
iShares US Basic Materials ETF
IYM
$1.12B
$427K 0.18%
5,216
– –
GGB icon
135
Gerdau
GGB
$9.19B
$425K 0.18%
167,463
-630
-0.4% -$1.75K
MMT
136
Aberdeen Multi-Market Income Fund
MMT
$244M
$409K 0.17%
64,469
+202
+0.3% +$1.28K
SNR
137
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$409K 0.17%
24,620
+159
+0.7% +$2.68K
IBM icon
138
IBM
IBM
$200B
$408K 0.17%
2,660
-56
-2% -$8.49K
META icon
139
Meta Platforms (Facebook)
META
$1.64T
$407K 0.17%
4,952
-517
-9% -$40.5K
SLB icon
140
SLB Ltd
SLB
$69.4B
$405K 0.17%
+4,855
New +$404K
MO icon
141
Altria Group
MO
$125B
$401K 0.17%
8,022
-202
-2% -$10.7K
CLX icon
142
Clorox
CLX
$11.6B
$394K 0.17%
3,571
– –
APU
143
DELISTED
AmeriGas Partners, L.P.
APU
$389K 0.17%
8,158
-100
-1% -$4.95K
DIS icon
144
Walt Disney
DIS
$167B
$388K 0.17%
3,700
+244
+7% +$24.6K
HPI
145
John Hancock Preferred Income Fund
HPI
$432M
$387K 0.17%
18,300
– –
MNE
146
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$377K 0.16%
27,000
– –
IJR icon
147
iShares Core S&P Small-Cap ETF
IJR
$109B
$376K 0.16%
6,372
+378
+6% +$21.7K
SBS icon
148
Sabesp
SBS
$20.2B
$373K 0.16%
354,562
-104
-0% -$111
EFX icon
149
Equifax
EFX
$21.4B
$372K 0.16%
4,000
– –
TWTR
150
DELISTED
Twitter, Inc.
TWTR
$371K 0.16%
7,404
+1,021
+16% +$45.3K
4 5
6
7 8

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NWAM LLC's Q1 2015 Portfolio in Review

As of Q1 2015, NWAM LLC held 265 positions worth $234M, up 2.1% from $229M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC's Q1 2015 filing shows 24 new, 109 increased, 60 reduced and 14 closed positions. Its largest new stake was State Street SPDR S&P MIDCAP 400 ETF Trust: 8,503 shares worth $2.36M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $2.18M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.3% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q1 2015 buy was State Street SPDR S&P MIDCAP 400 ETF Trust: 8,503 shares worth $2.36M.
  • NWAM LLC added most to iShares Russell 2000 Growth ETF in Q1 2015, an estimated $774K increase.
  • NWAM LLC's biggest Q1 2015 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $2.18M.
  • NWAM LLC fully exited iShares Biotechnology ETF in Q1 2015, selling an estimated $1.42M.
  • NWAM LLC's ten largest holdings make up 27% of its $234M portfolio in Q1 2015.
  • NWAM LLC opened 24 new positions and closed 14 in Q1 2015.
  • NWAM LLC's portfolio value rose 2.1% quarter-over-quarter to $234M.

Based on NWAM LLC's 13F filing for Q1 2015, filed 9 Sep 2016.