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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.78%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$502M
AUM Growth
+$38.7M
Cap. Flow
+$22.9M
Cap. Flow %
4.55%
Top 10 Hldgs %
27.02%
Holding
389
New
33
Increased
159
Reduced
119
Closed
9

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2.08M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$2.05M
3
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.95M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.55M
5
VTV icon
Vanguard Value ETF
VTV
+$1.27M

Top Sells

Rank Stock Value
1
IHI icon
iShares US Medical Devices ETF
IHI
+$1.74M
2
BND icon
Vanguard Total Bond Market
BND
+$826K
3
AAPL icon
Apple
AAPL
+$662K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$500K
5
CY
Cypress Semiconductor
CY
+$358K

Sector Composition

Rank Sector Weight
1 Technology 13.02%
2 Financials 6.05%
3 Industrials 4.74%
4 Consumer Discretionary 4.47%
5 Communication Services 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
101
Walt Disney
DIS
$170B
$1.17M 0.23%
8,402
+134
+2% +$17.8K
AAXJ icon
102
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$1.16M 0.23%
16,622
+598
+4% +$41.5K
HMLP
103
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$1.15M 0.23%
66,630
+21
+0% +$388
JNK icon
104
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.36B
$1.15M 0.23%
10,525
+94
+0.9% +$10.1K
CMCSA icon
105
Comcast
CMCSA
$85B
$1.14M 0.23%
26,954
+325
+1% +$13.7K
EFA icon
106
iShares MSCI EAFE ETF
EFA
$76.5B
$1.07M 0.21%
16,358
-122
-0.7% -$7.98K
DVYE icon
107
iShares Emerging Markets Dividend ETF
DVYE
$1.2B
$1.06M 0.21%
26,060
-326
-1% -$13.1K
IJJ icon
108
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.82B
$1.04M 0.21%
13,112
+786
+6% +$62.4K
BKLN icon
109
Invesco Senior Loan ETF
BKLN
$7.19B
$1.03M 0.2%
45,298
+160
+0.4% +$3.65K
MMM icon
110
3M
MMM
$83.4B
$1.01M 0.2%
7,004
+4
+0.1% +$616
IVW icon
111
iShares S&P 500 Growth ETF
IVW
$73.1B
$986K 0.2%
21,992
+1,092
+5% +$48K
MRK icon
112
Merck
MRK
$315B
$984K 0.2%
12,296
-104
-0.8% -$7.96K
IYM icon
113
iShares US Basic Materials ETF
IYM
$1.18B
$972K 0.19%
10,226
-327
-3% -$30K
RDS.A
114
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$970K 0.19%
14,909
-150
-1% -$9.59K
IYE icon
115
iShares US Energy ETF
IYE
$1.7B
$940K 0.19%
27,307
+1,709
+7% +$59.3K
NEA icon
116
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.44B
$937K 0.19%
67,851
– –
MUE
117
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$933K 0.19%
74,198
– –
AWF
118
AllianceBernstein Global High Income Fund
AWF
$873M
$921K 0.18%
78,153
+4
+0% +$47
IFLN
119
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$309M
$921K 0.18%
48,607
+636
+1% +$11.9K
BBN icon
120
BlackRock Taxable Municipal Bond Trust
BBN
$981M
$889K 0.18%
37,468
-1,011
-3% -$23.3K
IBB icon
121
iShares Biotechnology ETF
IBB
$9.23B
$887K 0.18%
8,129
-198
-2% -$21.1K
DMO
122
Western Asset Mortgage Opportunity Fund
DMO
$122M
$882K 0.18%
41,275
+448
+1% +$9.43K
GILD icon
123
Gilead Sciences
GILD
$167B
$874K 0.17%
12,933
+900
+7% +$59.2K
QCOM icon
124
Qualcomm
QCOM
$181B
$870K 0.17%
11,432
-462
-4% -$33.8K
PCN
125
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$861K 0.17%
50,318
+252
+0.5% +$4.39K
3 4
5
6 7

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NWAM LLC's Q2 2019 Portfolio in Review

As of Q2 2019, NWAM LLC held 389 positions worth $502M, up 8.3% from $464M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $22.9M of net new capital in Q2 2019, opening 33 new positions and adding to 159 existing holdings. Its largest new stake was First Trust Large Cap Value AlphaDEX Fund: 39,675 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $826K trimmed.

  • NWAM LLC's largest Q2 2019 buy was First Trust Large Cap Value AlphaDEX Fund: 39,675 shares worth $2.07M.
  • NWAM LLC added most to iShares Russell 2000 ETF in Q2 2019, an estimated $2.08M increase.
  • NWAM LLC's biggest Q2 2019 reduction was Vanguard Total Bond Market, cutting an estimated $826K.
  • NWAM LLC fully exited iShares US Medical Devices ETF in Q2 2019, selling an estimated $1.74M.
  • NWAM LLC's ten largest holdings make up 27% of its $502M portfolio in Q2 2019.
  • NWAM LLC opened 33 new positions and closed 9 in Q2 2019.
  • NWAM LLC's portfolio value rose 8.3% quarter-over-quarter to $502M.

Based on NWAM LLC's 13F filing for Q2 2019, filed 18 Jul 2019.